Senior Compliance Specialist (AML Auditor)
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Job Location:
Taipei City - Taiwan
Monthly Salary:
Not Disclosed
Posted on:
10 hours ago
Vacancies:
1 Vacancy
Job Summary
Coupang is reimagining the shopping experience with the goal of wowing each customer from the instant they open the Coupang app to the moment an order is delivered to their door.
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Position:SeniorComplianceSpecialist(AMLAuditor)
Whatwillyoudo
&Strategy
- DevelopAnnualAuditPlans:Establishrisk-basedannualorquarterlyAMLinternalauditplans.
- DefineScopeandFrequency:Determinesamplingratiosandinspectioncyclesforvariousoperations(-riskcustomerssuspicioustransactionalerts)basedonRisk-BasedApproach(RBA)principles.
- DevelopAuditFrameworks:DesignstandardizedauditchecklistsandQualityAssurance(QA)metricstoensureobjectivityandconsistencyacrossallreviews.
&Sampling
- IndependentRetrospectiveReview:Conductback-testingoncompletedcasesfromthe1stline(Business)and2ndline(AMLOperations)includingKYConboardingPeriodicReviews(CDD/EDD)andTransactionMonitoringalerts.
- ComplianceVerification:ValidatewhetheroperationalproceduresstrictlyadheretointernalSOPsandthelatestregulatoryupdates.
- SystemEffectivenessTesting:Periodicallyverifytheaccuracyofsanctionscreeningsystemsandmonitoringmodelstoensuretherearenosystemicfailuresortuningbiases.
&RemediationTracking
- AuditReporting:Compileauditfindingsintoformalreportshighlightingtrendanalysisandrootcauseidentificationforrecurringerrors.
- Follow-up&Remediation:TracktheprogressofAuditFindingsoverseetheimplementationofcorrectiveactionsbyrelevantdepartmentsandverifytheeffectivenessoftheseimprovements.
- ManagementReporting:ReportthehealthoftheAMLcontrolenvironmenttotheHeadofComplianceortheBoardofDirectorsonaregularbasis.
&Advisory
- ProfessionalRecommendations:ProposeenhancementstoexistingAMLSOPsbasedonauditresultstobridgeidentifiedControlGaps.
- RegulatoryReadiness:ConductinternalMockAuditspriortoinspectionsbyregulatorsorexternalauditorstomitigatecompliancerisks.
&Collaboration
- StakeholderManagement:MaintainprofessionalcommunicationwiththeAMLOperationsteamtodiscussauditdisputesandcoordinatewithexternalauditorsorregulatorsduringexaminations.
EssentialQualifications:
- 35yearsofexperienceininternalauditingcompliancetestingAMLrevieworfinancialcontrolspreferablywithinbankingorfinancialservices.
- Strongunderstandingofauditmethodologiesincludingriskassessmentsamplingtechniquescontroltestinganddocumentationstandards.
- ExperienceinAML/CompliancedomainssuchasKYCCDD/EDDtransactionmonitoringsanctionsscreeningorQAreviewishighlydesirable.
- Demonstratedabilitytoevaluatecontroldesignandoperatingeffectivenessidentifygapsandprovideclearevidencebasedauditfindings.
- Highlyorganizedwithstronganalyticalcriticalthinkingandproblemsolvingskillswithmeticulousattentiontodetailandaccuracy.
- Abilitytoworkindependentlywhilemanagingmultiplereviewssimultaneouslyandmeetingdeadlinesinafastpacedenvironment.
RecruitmentProcess
- ApplicationReview-PhoneInterview-Onsite(orVirtualOnsite)InterviewOffer
- Theexactnatureoftherecruitmentprocessmayvaryaccordingtothespecificjobandmaybechangedduetoschedulingorothercircumstances.
- Interviewschedulesandtheresultswillbeinformedtotheapplicantviathee-mailaddresssubmittedattheapplicationstage.
ThingstoConsider
- Thisjobpostingmaybeclosedpriortothestatedenddateforapplicationifallopeningsarefilled.
- Coupanghastherighttorescindanofferofemploymentifacandidateisfoundtohavesubmittedfalseinformationaspartoftheapplicationprocess.
Required Experience:
Senior IC
Key Skills
- Compliance Management
- Risk Management
- Financial Services
- PCI
- Banking
- Cost Accounting Standards
- Quality Systems
- Research Experience
- NIST Standards
- Securities Law
- SOX
- ISO 27000
About Company
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