Senior Compliance Specialist (AML Auditor)

Taipei City - Taiwan

Monthly Salary: Not Disclosed

Posted on: 30+ days ago

Vacancies: 1 Vacancy

The job posting is outdated and position may be filled

Job Summary

Coupang is reimagining the shopping experience with the goal of wowing each customer from the instant they open the Coupang app to the moment an order is delivered to their door.

Position:SeniorComplianceSpecialist(AMLAuditor)

Whatwillyoudo

&Strategy

DevelopAnnualAuditPlans:Establishrisk-basedannualorquarterlyAMLinternalauditplans.
DefineScopeandFrequency:Determinesamplingratiosandinspectioncyclesforvariousoperations(-riskcustomerssuspicioustransactionalerts)basedonRisk-BasedApproach(RBA)principles.
DevelopAuditFrameworks:DesignstandardizedauditchecklistsandQualityAssurance(QA)metricstoensureobjectivityandconsistencyacrossallreviews.

&Sampling

IndependentRetrospectiveReview:Conductback-testingoncompletedcasesfromthe1stline(Business)and2ndline(AMLOperations)includingKYConboardingPeriodicReviews(CDD/EDD)andTransactionMonitoringalerts.
ComplianceVerification:ValidatewhetheroperationalproceduresstrictlyadheretointernalSOPsandthelatestregulatoryupdates.
SystemEffectivenessTesting:Periodicallyverifytheaccuracyofsanctionscreeningsystemsandmonitoringmodelstoensuretherearenosystemicfailuresortuningbiases.

&RemediationTracking

AuditReporting:Compileauditfindingsintoformalreportshighlightingtrendanalysisandrootcauseidentificationforrecurringerrors.
Follow-up&Remediation:TracktheprogressofAuditFindingsoverseetheimplementationofcorrectiveactionsbyrelevantdepartmentsandverifytheeffectivenessoftheseimprovements.
ManagementReporting:ReportthehealthoftheAMLcontrolenvironmenttotheHeadofComplianceortheBoardofDirectorsonaregularbasis.

&Advisory

ProfessionalRecommendations:ProposeenhancementstoexistingAMLSOPsbasedonauditresultstobridgeidentifiedControlGaps.
RegulatoryReadiness:ConductinternalMockAuditspriortoinspectionsbyregulatorsorexternalauditorstomitigatecompliancerisks.

&Collaboration

StakeholderManagement:MaintainprofessionalcommunicationwiththeAMLOperationsteamtodiscussauditdisputesandcoordinatewithexternalauditorsorregulatorsduringexaminations.

EssentialQualifications:

35yearsofexperienceininternalauditingcompliancetestingAMLrevieworfinancialcontrolspreferablywithinbankingorfinancialservices.
Strongunderstandingofauditmethodologiesincludingriskassessmentsamplingtechniquescontroltestinganddocumentationstandards.
ExperienceinAML/CompliancedomainssuchasKYCCDD/EDDtransactionmonitoringsanctionsscreeningorQAreviewishighlydesirable.
Demonstratedabilitytoevaluatecontroldesignandoperatingeffectivenessidentifygapsandprovideclearevidencebasedauditfindings.
Highlyorganizedwithstronganalyticalcriticalthinkingandproblemsolvingskillswithmeticulousattentiontodetailandaccuracy.
Abilitytoworkindependentlywhilemanagingmultiplereviewssimultaneouslyandmeetingdeadlinesinafastpacedenvironment.

RecruitmentProcess

ApplicationReview-PhoneInterview-Onsite(orVirtualOnsite)InterviewOffer
Theexactnatureoftherecruitmentprocessmayvaryaccordingtothespecificjobandmaybechangedduetoschedulingorothercircumstances.
Interviewschedulesandtheresultswillbeinformedtotheapplicantviathee-mailaddresssubmittedattheapplicationstage.

ThingstoConsider

Thisjobpostingmaybeclosedpriortothestatedenddateforapplicationifallopeningsarefilled.
Coupanghastherighttorescindanofferofemploymentifacandidateisfoundtohavesubmittedfalseinformationaspartoftheapplicationprocess.

Required Experience:

Senior IC

Coupang is reimagining the shopping experience with the goal of wowing each customer from the instant they open the Coupang app to the moment an order is delivered to their door..Position:SeniorComplianceSpecialist(AMLAuditor)Whatwillyoudo&StrategyDevelopAnnualAuditPlans:Establishrisk-basedannualorq...