Surveillance Officer (Compliance) French Speaker
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Job Location:
Monthly Salary:
Posted on:
13 hours ago
Vacancies:
1 Vacancy
Job Summary
- Conduct daily surveillance of electronic and voice communications to ensure compliance with appropriate rules regulations and firm policies
- Perform research and investigations to identify the reason for potential violations
- Document research results and escalate violations and/or suspicious activity according to firm policy and regulatory requirements
- Work with members of the firms Business Lines Advisory and other departments to identify analyze investigate and resolve issues
- Work on ad-hoc Surveillance Projects as needed
- Provide training and mentorship to junior staff assisting them in their daily tasks.
Qualifications :
We are looking for someone with strong analytical skills who can identify key facts from a large amount of information. You should understand the importance of compliance/risk managementframeworks and testing programs even if you do not have experience working directly in that area. You ideally have:
- FluencyinEnglish and a good level of French (mandatory)
- Work or education experience in regulatory audit compliance risk surveillance or equivalent
- Knowledge/experience with financial markets and an array of financial products (including stocks bonds equity/credit derivatives)
- Minimum of a Bachelor degree (prefer in Finance Business or Accounting) or equivalent work experience
- Ability to multi-task effectively and handle change well
- Advanced MS Excel (pivot tables experience with large data sets proficient in data manipulation and presentation)
- Advanced PowerBI
Additional Information :
Our workplace reflects the vibrant spirit of our locations with initiatives such as a Green Transportation Budget electric bikes and a flexible Hybrid Work Policy. We promote wellbeing through the Honolulu Wellness Club a Prayer Room a Lactation Room and themed Villages that inspire creativity and collaboration. Through our ESG and DEI strategies we are committed to being inclusive caring and fair ensuring every voice is heard and valued.
Remote Work :
No
Employment Type :
Full-time
Key Skills
- Compliance Management
- Risk Management
- Financial Services
- PCI
- Banking
- Cost Accounting Standards
- Quality Systems
- Research Experience
- NIST Standards
- Securities Law
- SOX
- ISO 27000
About Company
Natixis in Portugal is fully integrated in the global organization of Natixis, a French multinational financial services firm specialized in Asset & Wealth Management, Corporate & Investment Banking, Insurance and Payments. A subsidiary of Groupe BPCE, Natixis counts nearly 16.000 emp ... View more
