Associate II JR. Financial Advisor

Minneapolis, MN - USA

Monthly Salary: Not Disclosed

Posted on: 15 hours ago

Vacancies: 1 Vacancy

Job Summary

At Northland our employees are the heart of our storyand were committed to their success! Please see below the details of this career opportunity and how it fits into our organizations success.

Summary of the Job:

The Junior Financial Advisor supports senior advisors in delivering high-quality client service financial planning and investment support. This role is designed for a developing professional who is working toward becoming a full advisor and is comfortable balancing client engagement operational accuracy and ongoing learning. The Junior Advisor will assist in preparing financial plans conducting research supporting client onboarding and ensuring all activities meet regulatory and firm standards.

About This Role:

Client Support & Service

Assist Senior Advisors in managing client relationships including preparation for meetings follow-up tasks and ongoing service requests.
Participate in client meetings as appropriate document notes action items and next steps.
Support onboarding of new accounts including gathering required documentation and coordinating with internal operations teams.
Respond to client inquiries in a timely and professional manner.
Assist in managing C and D tier clients to elevate their overall experience and help transition them into higher-tier (B and C) relationships.

Financial Planning & Analysis

Gather and analyze client financial data to create preliminary planning summaries investment proposals and retirement projections.
Conduct research on investment products insurance solutions and financial planning topics.
Help maintain and update financial planning software and CRM records.

Investment & Trading Support

Prepare materials related to portfolio allocation rebalancing and product recommendations (under supervision).
Assist with trade execution activities - block trading
Monitor client portfolios for exceptions cash needs and required actions.

Compliance & Risk Management

Follow firm policies and procedures to ensure compliance with industry regulations.
Maintain accurate and complete client records in accordance with supervisory requirements.
Complete all annual and ongoing training related to regulatory and compliance expectations.

Team Collaboration

Partner with operations compliance and support teams to ensure smooth workflow and exceptional client outcomes.
Contribute to continuous improvement efforts including process enhancements and client experience initiatives.

Key Skills:

Demonstrates initiative sound judgment and the ability to anticipate needs in a fast-paced environment
Strong problem-solving abilities with a proactive solutions-oriented mindset
Excellent verbal and written communication skills; comfortable interacting with clients senior advisors and internal teams
Outstanding organizational skills with meticulous attention to detail
Eagerness to learn and grow within the financial services industry; takes direction well and applies feedback constructively
Proficient in Microsoft Office Suite (Excel Outlook Word PowerPoint); experience with CRM systems or financial platforms a plus
Maintains professionalism confidentiality and reliability in all work

The Ideal Candidate for This Role:

Experience: 3 5 years of experience in a financial services environment or relevant internships. Previous experience in a sales support or administrative role is a plus.
Licensing: Pursuit of relevant FINRA licenses (e.g. Series 7 Series 66).

Desired:

Education: Bachelors degree in finance business economics or a related field preferred.

Candidates must possess unrestricted work authorization and not require future sponsorship.

Work Environment:

It is anticipated that the incumbent in this role will work onsite at the posted location. Our onsite environment fosters innovation mentorship and a vibrant culture where ideas flow freely and relationships flourish. As part of our team youll experience the energy of our collaborative spaces designed to support your professional growth while working alongside talented colleagues who inspire excellence daily. Please note that work location is subject to change based on business needs.

Compensation and Benefits Overview:

We offer a variety of benefits designed to keep you and your family physically and financially healthy. Not only do we offer a competitive salary and work-life balance we offer benefits to match your needs:

Medical Dental Vision Insurance
401k With Matching Contributions
Time Off Programs
Health Savings Account (HSA)/Dependent Care
Employee Banking
Growth Opportunities
Tuition Assistance
Short-Term/Long-Term Disability Insurance

Learn more about our benefits here: obtain compensation and benefit information related to this specific role e-mail First National at . To ensure you receive a response include the number of this job (listed below) in the subject line of your message.

Job number: R-

Registration Requirement:

This position requires Financial Industry Regulatory Authority (FINRA) registration. Qualification requirements include meeting applicable financial industry responsibility regulatory requirements credit fitness and criminal background standards. Successful candidates must meet ongoing regulatory requirements including acceptable background investigation credit report and fingerprinting results.

Equal Opportunity & Belonging:

We believe that the quality of our employee experience is at the heart of our customer experience. One key pillar of our intended employee experience is Belonging. Belonging means we are committed to fostering a workplace culture where employees of all backgrounds feel valued recognized and empowered to be their authentic selvesno matter their role or where they are in their journey.

Learn more here.

Northland is an equal opportunity employer for all employees and applicants and makes employment decisions without regard to status or identity.

Click here to download EEO is The Law Self-Print Poster

Click here to download EEO is The Law Supplement for Federal Contractors

Click here to download EEO is The Law GINA Supplement

Northland is an Equal Opportunity/Affirmative Action/Veterans/Disability Employer - Member FDIC

Northland follows federal law regarding the use of marijuana (this applies to all non-California applicants)

Application Deadline:

All our jobs will be posted for a minimum of 5 calendar days. Job postings may come down prior to 5 calendar days based on volume of applicants.

Required Experience:

At Northland our employees are the heart of our storyand were committed to their success! Please see below the details of this career opportunity and how it fits into our organizations success.Summary of the Job:The Junior Financial Advisor supports senior advisors in delivering high-quality client ...