Manager, Compliance

About AlphaSense:

The worlds most sophisticated companies rely on AlphaSense to remove uncertainty from decision-making. With market intelligence and search built on proven AI AlphaSense delivers insights that matter from content you can trust. Our universe of public and private content includes equity research company filings event transcripts expert calls news trade journals and clients own research content.

The acquisition of Tegus by AlphaSense in 2024 advances our shared mission to empower professionals to make smarter decisions through AI-driven market intelligence. Together AlphaSense and Tegus will accelerate growth innovation and content expansion with complementary product and content capabilities that enable users to unearth even more comprehensive insights from thousands of content sets. Our platform is trusted by over 6000 enterprise customers including a majority of the S&P 500. Founded in 2011 AlphaSense is headquartered in New York City with more than 2000 employees across the globe and offices in the U.S. U.K. Finland India Singapore Canada and Ireland. Come join us!

About the Team:

Tegus by Alphasense supports high-value expert-led conversations that provide our clients with differentiated insight. Given the proprietary nature of these discussions compliance excellence is central to our value proposition. The Compliance Team provides our clients with actionable insights while maintaining the highest legal and regulatory standards. While most teams are responsible for one part of the transcript life cycle the Compliance team is involved every step of the way ensuring the product is of the highest quality.

About the Role:
The Compliance Manager is a people leader responsible for overseeing the day-to-day performance development and operational execution of a team of Compliance Reviewers. This manager plays a critical role in scaling the Expert Transcript Library (ETL) Compliance function by driving team productivity ensuring adherence to KPIs maintaining transcript quality and overseeing timely review and redaction workflows.

You will own onboarding training and ongoing coaching of your team while also partnering cross-functionally with Product Content Operations and Engineering to identify gaps execute process improvements and help build the future of the ETL compliance program. This role is equal parts leadership operational excellence and collaboration on strategic initiatives designed to improve accuracy turnaround time and scalability.

Who You Are:

• Experienced people manager with a track record of developing talent managing performance and building high-performing teams in an operations compliance legal services research or publishing environment.
• Strong understanding of compliance principles risk mitigation and handling sensitive or confidential information.
• Analytical organized and skilled at balancing quality turnaround time and operational efficiency.
• Comfortable operating in a fast-paced high-volume environment with shifting priorities and multiple stakeholders.
• Excellent communicator who can influence cross-functionally and translate feedback into action.
• Curious proactive process-oriented and passionate about continuous improvement.

What Youll Do:

• Manage coach and develop a team of Compliance Analysts Associates and Senior Associates; provide regular performance feedback and career development guidance.
• Own onboarding and ramp-up for new hires ensuring they are trained effectively on transcript review workflows risk frameworks research expectations and internal tools.
• Monitor employee KPIs - including quality turnaround time weekly throughput and redline accuracy - and intervene proactively when performance gaps appear.
• Develop and refine operational workflows that support consistency efficiency and high-quality output across the ETL Compliance lifecycle.
• Identify process bottlenecks and propose scalable solutions to improve transcript throughput reduce escalation friction and strengthen quality controls.
• Apply and reinforce Tegus by AlphaSense compliance standards ensuring all transcript review work adheres to regulatory expectations internal policies and client requirements.
• Collaborate with Compliance leadership to refine risk frameworks audit mechanisms and reviewer guidance documents.

AlphaSense is an equal-opportunity employer. We are committed to a work environment that supports inspires and respects all individuals. All employees share in the responsibility for fulfilling AlphaSenses commitment to equal employment opportunity. AlphaSense does not discriminate against any employee or applicant on the basis of race color sex (including pregnancy) national origin age religion marital status sexual orientation gender identity gender expression military or veteran status disability or any other non-merit factor. This policy applies to every aspect of employment at AlphaSense including recruitment hiring training advancement and termination.

In addition it is the policy of AlphaSense to provide reasonable accommodation to qualified employees who have protected disabilities to the extent required by applicable laws regulations and ordinances where a particular employee works.

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