Associate Financial Advisor

Knoxville, TN - USA

Monthly Salary: Not Disclosed

Posted on: 9 hours ago

Vacancies: 1 Vacancy

Job Summary

What Youll Own Day-to-Day

1. Wealth Management Operations & Client Service

Handle account opening transfers and pending applications
Field client service calls: distributions statements account questions etc.
Handle day-to-day account maintenance including money movement rebalancing tax-loss harvesting etc.
Maintain clean records in CRM and compliance systems

2. Financial Plan Production

Build complete financial plans from discovery data using RightCapital and other tools which youll combine into a proprietary Retirement Blueprint deliverable
Document and refine workflows as you master them so the process can be scaled and delegated over time
Prep lead advisors on plan details and specific recommendations
Join plan delivery meetings as the technical expert to explain recommendations

About You

Licensing: Series 7 and 66 or ability to obtain within 90 days
Credentials: CFP preferred; CFP/ChFC in-progress with < 18 months to completion considered
Experience: 3-5 years in paraplanning associate advisor or wealth management ops
Technical: Experience with financial planning software (we use RightCapital easy to learn if youve worked with similar tools)
Knowledge: Retirement income planning tax-aware withdrawals Social Security portfolio construction

Youll thrive here if you:

Like being the expert behind the scenes more than chasing a sales quota
Are comfortable talking to clients answering questions and explaining strategies even if youre not closing deals
Document processes improve them and dont need to be chased for follow-through
Want zero cold-calling seminar travel or sales quotas and prefer to win by doing exceptional planning and service

What Youll Own Day-to-Day 1. Wealth Management Operations & Client Service Handle account opening transfers and pending applications Field client service calls: distributions statements account questions etc. Handle day-to-day account maintenance including money movement rebalancing tax-loss harves...