Compliance & Governance Manager
Share
Job Location:
Monthly Salary:
Posted on:
19 hours ago
Vacancies:
1 Vacancy
Job Summary
General information
Reference
003909Location
United Kingdom London London
Work Place
Hybrid
Region
UK
Job Profile
Lockton - Experienced Professional
Title
Compliance & Governance Manager
Description
As Compliance & Governance Manager you willsupport the Head of Compliance & Governance for the Retail division with a focus on our Real Estate business.
Youll be supporting the delivery of governance regulatory and compliance oversight for the division ensuring adherence to all relevant local legislation industry standards and internal policies and will be the initial point of contact for compliance and governance related issues from the business.
Key responsibilities will include:
- Developing implementing and maintaining compliance policies procedures and service delivery templates that support high-quality client service.
- Managing controls undertaking approvals around account opening and payment transactions.
- Review of delegated authorities TOBAs and other client and market agreements.
- Supporting the business in meeting their Product Governance responsibilities including Prod 4 oversight
- Implementing robust and effective procedures to mitigate the risk of financial crime money laundering bribery and corruption on our business.
You should keep on top of regulatory change and best practice so that the business stays ahead of the curve and be able to provide practical training and guidance to the business on compliance and governance matters.
Candidate Profile
About you:
- You should have a thorough understanding of insurance policies and procedures and the regulatory framework specific knowledge of the Real Estate environment would be beneficial.
- Experienced in compliance insurance operations or change management - this could have been gained whilst in another role e.g. client facing.
- Have strong data management and IT skills including Excel and PowerPoint.
- Have a proactive and adaptable solution focussed approach
- Be a confident communicator who can build trust with stakeholders
- Thrives in a fast paced environment
- Committed to delivering and maintaining high standards with strong organisational and analytical skills.
About The Position
Lockton is the worlds largest privately held independent insurance brokerage. Since 1966 our private ownership has allowed us to serve our clients nurture our people and give back to our communities in ways other companies simply cant. Were passionate about helping you achieve your ultimate potential. If you believe in providing excellent client service supporting community initiatives and being part of our caring culture then you belong here.
Required Experience:
Manager
Key Skills
- Abinitio
- Apprentice
- Dermatology
- Cost Estimation
- Data Networking
- Liaison
About Company
The quality of your solicitors professional indemnity insurance underpins your integrity and reputation among your clients. As a regulatory requirement, it is critical that your cover performs effectively for you and your practice. Our dedicated and knowledgeable team is committed to ... View more
