Head of Compliance Associate Director
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Job Location:
Monthly Salary:
Posted on:
15 hours ago
Vacancies:
1 Vacancy
Department:
Job Summary
This role involves aligning business processes with organizational goals driving process improvements and ensuring that operations are compliant with local regulation and group requirements.
- Ongoing monitoring and oversight of regulatory development relevant to the activities of the Company in Cyprus.
- Assist with Reporting to CySEC and other EU Regulators.
- Monitoring and oversight of regulatory developments.
- Monitoring of the CySEC reporting schedules for all activities of the Company (including Finance Dealing and Customer facing (i.e. complaints).
- Regular monitoring of the implemented procedures reports identify hidden risks or non-conformity issues.
- Compliance monitoring program (EU): regular review of all company operations in line with the regulatory guidelines and audit findings.
- Supervision of Customer Facing Department for complaints handling and verification.
- Ensuring the company has appropriate structure / governance of which CySEC is notified.
- Maintain and monitor the compliance monitoring program.
- Research completion of license applications.
- Handling and supervising the reporting obligations.
- Assisting with compliance resolutions with regulatory authorities.
- Oversight of operation related tasks.
- Cooperation with the Product and Ops team to ensure the Compliance function has the necessary reports required for ongoing monitoring of the procedures already set in place.
- Assistance with financial reporting obligations.
Qualifications :
- University degree in Finance or Law.
- Depth Knowledge and experience with MIFID II legislation & CySEC regulations.
- Previous job experience in a related field minimum 6 years.
- Familiarity with industry practices and professional standards.
- Open to creative solutions & business innovation; a team player.
- Strong verbal skills.
- Integrity and professional ethics.
- English to a high fluency with Greek being advantageous.
Remote Work :
No
Employment Type :
Full-time
Key Skills
- Crisis Management
- Marketing
- Public Relations
- Fundraising
- Media Relations
- Constant Contact
- Strategic Planning
- Social Media Management
- Team Management
- Public Speaking
- Wordpress
- Writing Skills
About Company
As a leading provider of online financial services, Swissquote Group offers innovative solutions and comprehensive services to meet the wide-ranging demands of its global clients.With an Online Trading Platform linked to more than 60 stock markets in over 40 countries, including off-e ... View more
