Regulatory Governance – Associate

You are a strategic thinker passionate about driving solutions in Regulatory Governance. You have found the right team.

As a Regulatory Governance Professional / Associate within our Regulatory Governance Team you will spend each day defining refining and delivering set goals for our firm

Job responsibilities

• Collaborate with the Asset and Wealth Management Regulatory Governance team to assist with obligation mapping sustainment assessment and related deliverables.
• Manage requirements priorities and deadlines to ensure timely completion of assigned tasks.
• Identify obstacles impacting milestone completion and develop mitigating solutions in partnership with the team; escalate issues as needed.
• Participate in the production and submission of management information including performance metrics service level adherence and scorecards.
• Learn the current operating model and systems (such as Enterprise Library Application) to inform and improve the legal obligation sustainment model.
• Develop and execute sustainment activities including monitoring re-drafted obligations and change requests for implications to AWM.
• Escalate issues as identified and contribute to problem solving and resolution.
• Drive the completion of business change initiatives as identified.
• Participate in User Acceptance Testing for internal applications.
• Manage calibrations and communication with partners and stakeholders to follow up on pending actions until closure.
• Analyze data and publish insights and dashboards to teams and stakeholders.

Required qualifications capabilities and skills

• Bachelors degree required; background in Risk Management Controls Compliance and/or Audit.
• Demonstrated analytical and problem-solving skills with a proactive approach to resolving issues.
• Ability to articulate complex issues concisely and communicate effectively at all organizational levels.
• Flexibility to handle multiple tasks shifting priorities and tight deadlines.
• Strong interpersonal skills to work collaboratively across various levels of the organization.
• Proficiency in technical skills including SharePoint PowerPoint and advanced Excel functions (pivot tables charts vlookups embedded queries).
• Experience in data analytics including mining and analyzing large volumes of data and presenting findings to stakeholders.

Preferred qualifications capabilities and skills

• Understanding of CORE and Enterprise Library Application.