Deputy Compliance Officer Reviews (6 months)
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Job Location:
Nyon - Switzerland
Monthly Salary:
Not Disclosed
Posted on:
6 hours ago
Vacancies:
1 Vacancy
Job Summary
As a Deputy Compliance Officer for a temporary position of 6 months you will be part of the Compliance Department and work within the Reviews & QC Team. The team is growing and we are looking for different types of seniority profiles whose main tasks will be:
- Carrying out reviews of key clients (private clients companies institutional clients external asset managers introducing brokers etc.) from an AML/CTF standpoint (AMLA AMLO-FINMA CDB)
- Conducting enhanced due diligence analyses and declassifications
- Drafting formal compliance assessments including the ability to manage multiple complex cases simultaneously
- Providing support and advice to the front office and management
Depending on the level of seniority the following tasks may also be required:
- Assisting the Manager in supporting the team daily including providing responses to questions conducting second-level reviews of team members assessments and serving as a trusted role model in terms of work quality efficiency and professional behavior
- Assist in developing and updating internal compliance policies and procedures in line with evolving regulations and industry best practices
- Optimization of internal processes including the review and drafting of internal guidelines
Qualifications :
- Bachelors degree preferably in Law Economics International Relations Political Science or similar
- 1-3 years of financial services compliance experience
- Knowledge of the Swiss legal framework
- Excellent command of English and French
- Analytical and methodological approach
- Structured and professional working style
- Interest and experience in data analysis (including Excel) and PowerPoint
- Excellent writing and communication skills
- Strong team player who enjoys working in a multicultural dynamic technological and international environment
Remote Work :
No
Employment Type :
Full-time
Key Skills
- Compliance Management
- Risk Management
- Financial Services
- PCI
- Banking
- Cost Accounting Standards
- Quality Systems
- Research Experience
- NIST Standards
- Securities Law
- SOX
- ISO 27000
About Company
As a leading provider of online financial services, Swissquote Group offers innovative solutions and comprehensive services to meet the wide-ranging demands of its global clients.With an Online Trading Platform linked to more than 60 stock markets in over 40 countries, including off-e ... View more
