Risk & Compliance Officer (1 year contract)

Compliance Monitoring Programme

• Supporting the execution of the Compliance Monitoring Programme to assess adherence to regulatory requirements and internal policies
• Conducting periodic review of business processes identify gaps and recommending corrective actions to enhance compliance effectiveness
• Track and report on compliance findings ensuring timely follow-up and remediation by business units

Due Diligence Reviews

• Conducting due diligence reviews on clients counterparties and related parties including name screening enhanced due diligence measures name screening and Source of Wealth / Source of Funds assessments
• Familiar with AML/KYC requirements for individuals and different types of entities e.g. Companies Partnership Financial Institutions Trusts etc.
• Documenting findings escalating concerns and recommending mitigation measures
• Carrying out desktop research on new and existing clients

Policies and Procedures

• Ensuring that applicable Compliance policies and procedures are kept up to date to reflect new Group or local regulatory requirements

Other Deliverables

• Assist with internal initiatives from time to time which include but are not limited to quality assurance audit and/or regulatory inspections
• Support the department as required within the confines of role.
• Undertake any additional reasonable duties as required the Firm.

Qualifications :

• 2-3 years experience of relevant working experience in the Risk & Compliance area in the financial services sector
• Fresh graduates with relevant Risk & Compliance internship experience are welcome to apply
• Fluent in verbal and written English is essential; Mandarin will be an advantage due to business needs
• Strong MS Office skills (especially Excel)

What we offer

• Comprehensive remuneration and pension: motivating financial packages based upon market rates for your role and is proportionate to your qualifications level of experiences and skills profile
• Annual leave: our employees are entitled to 25 days paid leave plus all statutory public holidays
• Flexible working: we recognise the value of working flexibly and want to ensure all employees enjoy an excellent work-life blend. As such we are open to conversations with employees related to setting up flexible working arrangement

Additional Information :

At IQ-EQ we want you to reach your full potential. We offer an inclusive and diverse environment to support your career aspirations. With a strong emphasis on continuous learning and a holistic approach to your professional and personal development. We also offer opportunities across our service lines and our international network of offices.

Remote Work :

No

Employment Type :

Full-time