Compliance Officer
Share
Job Location:
Monthly Salary:
Experience Required:
Posted on:
12 days ago
Vacancies:
1 Vacancy
Job Summary
This is a remote position.
Compliance Officer
Remote - UK Based
30000 - 35000 Benefits
Ready to protect a business thats shaking up the finance world
Our client is a fast-growing fintech company that has built a cutting-edge platform to make life easier for their customers and their team. Theyre a remote-first business over 180 people across the UK and theyre looking for an organised and ambitious Compliance Officer to protect and grow with them.
What Youll Be Doing:
As Compliance Officer for our client youll work closely with the Compliance Manager to help protect the business and their customers. You will be the backbone of the compliance function ensuring day-to-day operations run smoothly and meet the highest standards.
- Support the Compliance Manager in developing and maintaining the compliance framework.
- Conduct regular compliance monitoring and audits to ensure the business is sticking to its policies and procedures.
- Review marketing materials and financial promotions to ensure they are clear fair and not misleading.
- Assist in performing risk assessments to identify and evaluate potential compliance risks.
- Maintain accurate and organised compliance records and documentation.
- Help prepare reports for the FCA and other regulatory bodies.
- Provide support on compliance-related queries from across the business.
Requirements
As the preferred candidate you will have:
- At least 2-4 years of experience in a compliance or a related role within the UK financial services industry (mortgage experience is a big plus!).
- A genuine interest in the world of compliance and a passion for doing things the right way.
- Fantastic attention to detail and organisational skills you love it when everything is in its right place.
- Good communication skills and the ability to work collaboratively with different teams.
- Youre comfortable working in a fast-paced remote environment and are keen to learn and develop your skills.
- A degree in a related field like law finance or business is great but not essential.
Benefits
- A competitive salary that reflects your skills and experience.
- Work from anywhere in the UK. Our client is a remote-first company and will provide you with the laptop and equipment you need to shine.
- A great benefits package including private BUPA health insurance a company pension and access to a flexible benefits portal.
- Time to recharge with a generous holiday allowance.
What Its Like to Work There
Youll be part of an innovative and supportive team thats passionate about making a difference in the finance industry.
As a forward-thinking fintech our client has built a bespoke cutting-edge platform that enables their mortgage brokers to work efficiently and at high volume - with a client first mindset.
They have a flat structure which means you can talk directly to the decision-makers and see your ideas come to life quickly.
With consistent year on year growth theyre building something special.
Ready to Apply
If this sounds like your kind of challenge wed love to hear from you.
You dont need to tick every single box if you have the drive the skills and the passion to make a difference our client encourages you to apply.
You dont need to tick every single box if you have the drive the skills and the passion to make a difference our client encourages you to apply.
Required Skills:
Compliance
Company Industry
IT Services and IT Consulting
Key Skills
- Compliance Management
- Risk Management
- Financial Services
- PCI
- Banking
- Cost Accounting Standards
- Quality Systems
- Research Experience
- NIST Standards
- Securities Law
- SOX
- ISO 27000
