Market Supervisory Manager, Associate 1 year fixed term contract maternity cover

Join our Wealth Management (Private Bank) team and play a pivotal role in supporting our Paris-based operations.

As a Market Supervisory Manager Associate within the Market Supervisory Management team you will help ensure robust oversight and control of investment activities working closely with senior management and front office teams. This position offers the opportunity to contribute to our international alignment efforts drive change management initiatives and uphold the highest standards of client service and regulatory compliance in Frances dynamic wealth management market.

Job Responsibilities:

• Escalate issues to senior management within all areas of the 1st 2nd and 3rd lines of defense
• Provide 1st level control and oversight of the investment business
• Review and assess client trading activity and any potential suitability issues on a pre-execution basis
• Review and asses client suitability profiles based on data collected from clients and the front office
• Review and assess investment concentration issues in client accounts
• Review materials provided to clients to ensure they are appropriate and aligned to the clients investment objectives and needs
• React to manage and handle potential client situations e.g. trading errors or client complaints
• Attend front office meetings to provide relevant feedback and stay apprised of their current priorities
• Perform change management in respect of changes in policies / procedures / processes where these relate to investment activities e.g. implementation and training on enhanced suitability framework; new trading protocol; etc.

Required Qualifications Capabilities and Skills:

• 3 years of experience with financial institutions in first line of defense oversight and control supervisory risk and control or related functions
• Bachelors degree in business finance or related field
• A self-motivated individual who is enthusiastic and has a keen interest in risk and control frameworks as well as the regulatory landscape
• Excellent organisational skills and attention to detail including the ability to manage multiple work-streams to tight deadlines and re-prioritise as required
• Think like an owner with a business mind-set and able to deal with issues independently
• Strong interest in and sound understanding of financial markets products and wealth management is prerequisite for any potential candidate
• Strong and proven experience gained within a financial institutions including monitoring experience.
• Strong communication and negotiation skills: the role will involve communicating with employees of varying levels with diverse roles and different native languages
• Fluence in English

Preferred Qualifications Capabilities and Skills:

• Fluency in other languages is a plus