Senior AMLKYC Officer Fund industry

Sandweiler - Luxembourg

Monthly Salary: Not Disclosed

Posted on: 30+ days ago

Vacancies: 1 Vacancy

Job Summary

Why apply

You will be working for a large and international company offering audit tax and advisory services.

Our customer has reprensentation in more than 120 offices worldwide. They are recognized as professional and reliable in its sector.

Our client is launching a new advisory services activity in Luxembourg and are looking to hire several qualified professionals.

About the offer

Permanent contract

Location : Luxembourg - Findel

Top 3 Key competencies :

Former exposure to the fund industry
Minimum of 5 years in AML/KYC
Fluent English

About our client

Sector : Service provider in tax audit and advisory

Values : Innovation Excellence Solution driven

Employees : Worldwide 50000

Role & Responsabilities

Our customer is seeking an experienced Assistant Manager - Senior AML/KYC Officer to join its Advisory Compliance Team. The successful candidate will advise companies and other team members to ensure full adherence to regulatory and internal compliance standards across all areas of the business.

This position offers an opportunity to play a key role in advising on compliance governance for companies operating under UCITS AIFMD and other frameworks.

Key Responsibilities

Advise business teams and clients on regulatory initiatives including performing gap analyses for investment fund structures and customers operations

Manage 1st line of defence activities (AML reviews EDD transaction monitoring screening) and conducte Second line of defence regulatory assurance reviews.

Provide technical Funds expertise (Alternative Traditional Investments UCITS SICAVS AFIs) to assist a broad range of AML / FC and GRC clients and support them to manage their relevant regulatory requirements.

Participate in the AML escalation process maintain and update the AML policy and contribute to updates of the AML risk assessment and risk appetite statement

Manage operational tasks such as AML periodic refreshes and remediation high-risk enhanced due diligence (EDD) transaction monitoring and screening processes (PEP sanctions and negative media)

Support monitoring and control activities related to the companys operational and compliance risk management framework

Provide and promote a positive and professional compliance service to te customers

Ensure the compliance monitoring programmes are conducted on schedule in accordance with the monitoring plans

Drafting and updating compliance policies and procedures

Ensure knowledge of compliance is up-to-date with recent developments and changes to legislation so as to provide a first class advisory service

Co-ordinate the completion of annual business risk assessments

Profile

A university degree in Law or Audit
A minimum of 5 years of professional experience in the financial sector and/or as compliance/internal control officer
Experience in conducting CMP risk assessments driving regulatory projects
Compliance/AML certification would be an asset
Excellent understanding and knowledge of European and Luxembourg compliance and AML/CFT related regulation applicable to IFMs and its funds under management (including unregulated funds) and market practices
IT skills (MS Office Excel Sharepoint )
Proficiency in English written and spoken
Any other European language would be an asset
Technical excellence

A candidate experience with Source Up its

Carry out a skills assessment (soft skills and technical skills) in order to better define your professional project
Access to your test results to guide you to your best career choices
Interview coaching session before the client meeting
Consistent and fair recruitment process with respect transparency and trust

Why apply You will be working for a large and international company offering audit tax and advisory services. Our customer has reprensentation in more than 120 offices worldwide. They are recognized as professional and reliable in its sector. Our client is launching a new advisory services activity...