Job Title:
Compliance Assistant Manager
Location:
CA - Irvine
What youll do:
As a Compliance Assistant Manager youll be a subject matter expert and provide advice oversight and guidance related to regulatory compliance risks control effectiveness root cause analysis and issue review and validation. Youll provide leadership and direction in identifying the applicability and impact of regulations on the Banks Mortgage products services and lines of addition youll assist in the review and interpretation of new regulations or changes to existing regulations including conducting impact this role youll provide oversight monitor test and effectively challenge various regulatory compliance activities. Youll support the Compliance programs and perform risk and control assessments (RCSA) in line with methodology scope and frequency. Youll also conduct compliance risk assessments (CCRA) in the firms GRC platform ensuring accurate ratings and rationale for Inherent Risk (IRR) Quality of Risk Management (QRM) and Residual Risk (RRR).
- Effectively synthesize and communicate compliance information identify root cause(s) of potential compliance risk and provide various reports to management.
- Collaborate with stakeholders across the Bank to gain insight into compliance risks associated with various line of business activities objectives practices processes and the overall control environment.
- Partner with subject matter experts in the lines of business to formulate an integrated and independent view of the business area risks and risk management practices. You will also work with Compliance team members to develop compliance risk management guidance for the lines of business.
- Raise issues and collaborate in the development and implementation of new compliance policies practices and tools.
- May lead and develop a team: responsible for hiring coaching performance management training and development.
What youll need:
- 6yearsof related experience in Regulatory Compliance Risk Management Internal Audit or similar field.
- Bachelors degree in related fieldpreferred but notrequired.
- Previous leadership experience preferred.
- Intermediate toAdvancedknowledge of mortgage origination operations including sales disclosures processing underwriting closing/funding post closing.
- Ability to assess compliance with applicable federal and state statutes (TILA TRID RESPA ECOA FCRA HPA FDPA etc.) program specific requirements (ARM DSCR Interest Only HELOC/HEL) and regulatory requirements circulated by agencies including FNMA FHLMC FHA VA USDA and CFPB
- Intermediate toAdvanced knowledge of applicable regulatory and legal compliance obligations rules and regulations industry standards and practices.
- Intermediate toAdvancedexperience in Regulatory and Compliance as it related toMortgageBanking is preferred.
- Intermediate toadvanced understanding of MS Office with specific focus in Excel and PowerPoint.
- Intermediate toAdvancedspeaking and writing communication skills.
- Certified Regulatory Compliance Manager preferred
Compensation: Salary range for new hires is generally $114910.00 - $141946.00 for Irvine CA. Salary range for new hires is generally $114910.00 - $141946.00 for Westlake Village CA. Salary amount is determined by specific job addition the role may be eligible for annual bonus/incentives earned and restricted stock.
Benefits youll love:
We offer all the important things youd want like competitive salaries an ownership stake in the company medical and dental insurance time off a great 401k matching program tuition assistance program an employee volunteer program and a wellness addition youll have the opportunity to bolster your business knowledge learning the ins and outs of how successful companies operate and manage their finances giving you invaluable hands-on experience to help grow your career!
About the company:
Western Alliance Bank is a wholly owned subsidiary of Western Alliance Bancorporation. Alliance Bank of Arizona Alliance Association Bank Bank of Nevada Bridge Bank First Independent Bank and Torrey Pines Bank are divisions of Western Alliance Bank; Member FDIC. AmeriHome Mortgage is a Western Alliance Bank company.
Western Alliance Bancorporation is committed to equal employment and will consider all qualified applicants without regard to race sex color religion age nation origin marital status disability protected veteran status sexual orientation gender identity or genetic information. Western Alliance Bancorporation is committed to working with and providing reasonable accommodations for individuals with disabilities. If you are an individual with a disability and require a reasonable accommodation to complete any part of the application process and/or need an alternative method of applying please email or call . When contacting us please provide your contact information and state the nature of your accessibility issue. We will only respond to inquiries concerning requests that involve a reasonable accommodation in the application process.
Western Alliance Bancorporation
Required Experience:
Manager
Job Title:Compliance Assistant ManagerLocation:CA - IrvineWhat youll do:As a Compliance Assistant Manager youll be a subject matter expert and provide advice oversight and guidance related to regulatory compliance risks control effectiveness root cause analysis and issue review and validation. Youll...
Job Title:
Compliance Assistant Manager
Location:
CA - Irvine
What youll do:
As a Compliance Assistant Manager youll be a subject matter expert and provide advice oversight and guidance related to regulatory compliance risks control effectiveness root cause analysis and issue review and validation. Youll provide leadership and direction in identifying the applicability and impact of regulations on the Banks Mortgage products services and lines of addition youll assist in the review and interpretation of new regulations or changes to existing regulations including conducting impact this role youll provide oversight monitor test and effectively challenge various regulatory compliance activities. Youll support the Compliance programs and perform risk and control assessments (RCSA) in line with methodology scope and frequency. Youll also conduct compliance risk assessments (CCRA) in the firms GRC platform ensuring accurate ratings and rationale for Inherent Risk (IRR) Quality of Risk Management (QRM) and Residual Risk (RRR).
- Effectively synthesize and communicate compliance information identify root cause(s) of potential compliance risk and provide various reports to management.
- Collaborate with stakeholders across the Bank to gain insight into compliance risks associated with various line of business activities objectives practices processes and the overall control environment.
- Partner with subject matter experts in the lines of business to formulate an integrated and independent view of the business area risks and risk management practices. You will also work with Compliance team members to develop compliance risk management guidance for the lines of business.
- Raise issues and collaborate in the development and implementation of new compliance policies practices and tools.
- May lead and develop a team: responsible for hiring coaching performance management training and development.
What youll need:
- 6yearsof related experience in Regulatory Compliance Risk Management Internal Audit or similar field.
- Bachelors degree in related fieldpreferred but notrequired.
- Previous leadership experience preferred.
- Intermediate toAdvancedknowledge of mortgage origination operations including sales disclosures processing underwriting closing/funding post closing.
- Ability to assess compliance with applicable federal and state statutes (TILA TRID RESPA ECOA FCRA HPA FDPA etc.) program specific requirements (ARM DSCR Interest Only HELOC/HEL) and regulatory requirements circulated by agencies including FNMA FHLMC FHA VA USDA and CFPB
- Intermediate toAdvanced knowledge of applicable regulatory and legal compliance obligations rules and regulations industry standards and practices.
- Intermediate toAdvancedexperience in Regulatory and Compliance as it related toMortgageBanking is preferred.
- Intermediate toadvanced understanding of MS Office with specific focus in Excel and PowerPoint.
- Intermediate toAdvancedspeaking and writing communication skills.
- Certified Regulatory Compliance Manager preferred
Compensation: Salary range for new hires is generally $114910.00 - $141946.00 for Irvine CA. Salary range for new hires is generally $114910.00 - $141946.00 for Westlake Village CA. Salary amount is determined by specific job addition the role may be eligible for annual bonus/incentives earned and restricted stock.
Benefits youll love:
We offer all the important things youd want like competitive salaries an ownership stake in the company medical and dental insurance time off a great 401k matching program tuition assistance program an employee volunteer program and a wellness addition youll have the opportunity to bolster your business knowledge learning the ins and outs of how successful companies operate and manage their finances giving you invaluable hands-on experience to help grow your career!
About the company:
Western Alliance Bank is a wholly owned subsidiary of Western Alliance Bancorporation. Alliance Bank of Arizona Alliance Association Bank Bank of Nevada Bridge Bank First Independent Bank and Torrey Pines Bank are divisions of Western Alliance Bank; Member FDIC. AmeriHome Mortgage is a Western Alliance Bank company.
Western Alliance Bancorporation is committed to equal employment and will consider all qualified applicants without regard to race sex color religion age nation origin marital status disability protected veteran status sexual orientation gender identity or genetic information. Western Alliance Bancorporation is committed to working with and providing reasonable accommodations for individuals with disabilities. If you are an individual with a disability and require a reasonable accommodation to complete any part of the application process and/or need an alternative method of applying please email or call . When contacting us please provide your contact information and state the nature of your accessibility issue. We will only respond to inquiries concerning requests that involve a reasonable accommodation in the application process.
Western Alliance Bancorporation
Required Experience:
Manager
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