Compliance- Trade Surveillance Lead- Vice President
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Job Location:
Jersey, NJ - USA
Monthly Salary:
$ 128250 - 199000
Posted on:
24 days ago
Vacancies:
1 Vacancy
Department:
Job Summary
Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance you are at the center of keeping JPMorgan Chase strong and resilient. You help the firm grow its business in a responsible way by anticipating new and emerging risks and using your expert judgement to solve real-world challenges that impact our company customers and communities. Our culture in Risk Management and Compliance is all about thinking outside the box challenging the status quo and striving to be best-in-class.
As a Surveillance Lead Vice President within the North America and Latin America Swaps Trade Surveillance team you will play a pivotal role in overseeing CFTC-regulated swaps and security-based swaps trade activities. Your responsibilities will include reviewing surveillance alerts and escalating any potential market manipulation or other prohibited trading behavior. Working closely with Line of Business (LOB) management and LOB Compliance stakeholders as well as global/regional Surveillance teams you will be a key contributor to the advancement of our global program and its responsibilities. This role requires meticulous attention to detail superior analytical skills and the ability to manage multiple tasks in a high-paced environment.
Job Responsibilities
- Review surveillance output andanalyze trading and market activity with a focus on Firmwide trading in derivatives products to identify potential market manipulation or other impermissible trading behavior
- Work with Line of Business management and LOBCompliance stakeholders to reviewand resolve activity that requires further review
- Partner effectively with global/regional Surveillanceteams in promoting our global program and its responsibilities
- Conduct reviews and analysis to support regulatory exams and inquiries and other requests and as needed work with the Legal department on responses
- Work with global Surveillance and Technology stakeholders on new and enhanced surveillances including defining requirements conducting analysis and UAT testing and implementing related processes and procedures
Required qualifications capabilities and skills
- Bachelors Degree
- 3 years ofTrade Surveillance or othercompliance regulatory or related financial industry experience
- Relevant knowledge ofderivatives products
- Knowledge of industry rules and regulations and market structure
- Strong written communication verbal communication and presentation skills
- Excellent analytical skills and strong attention to detail
- Demonstrated ability to handle multiple tasks in a fast-paced environment
- Ability to effectively partner with key stakeholders and technology partners
- Experience with surveillance tools and related applications as well as with Excel PowerPoint and SharePoint
Required Experience:
Exec
Key Skills
- Change Management
- Financial Services
- Growing Experience
- Managed Care
- Management Experience
- Analysis Skills
- Senior Leadership
- Performance Management
- Process Management
- Leadership Experience
- negotiation
- Analytics
About Company
JPMorganChase, one of the oldest financial institutions, offers innovative financial solutions to millions of consumers, small businesses and many of the world’s most prominent corporate, institutional and government clients under the J.P. Morgan and Chase brands. Our history spans ov ... View more
