FS Trade Surveillance – Risk and Compliance – Sr Con
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Job Location:
Richardson, TX - USA
Monthly Salary:
Not Disclosed
Posted on:
30+ days ago
Vacancies:
1 Vacancy
Job Summary
Position: Trade Surveillance - Risk & Compliance
Role: Senior Consultant
Location: Richardson TX
Key Responsibilities
Collaborate with compliance risk and tech teams to shape and execute trade surveillance strategies.
Define and document business requirements user stories and functional specs to support system development and upgrades.
Analyze trade and order data (SQL required) to validate inputs map attributes and support data reconciliation.
Conduct gap assessments to identify control weaknesses and propose targeted solutions.
Support end-to-end delivery - requirements design testing implementation and post-deployment support.
Lead and coordinate UAT activities issue resolution and user training sessions.
Stay ahead of market abuse regulations (e.g. MAR MiFID II Dodd-Frank) and drive compliance through platform enhancements.
Work across multiple asset classes and understand how different products impact surveillance coverage.
Key Qualifications
3-5 years as Functional Consultant in capital markets or financial services with a focus on trade surveillance.
Hands-on experience with tools like Actimize SMARTS Trading Hub or similar surveillance platforms.
Proficiency in SQL and experience working with large datasets and trade/order data.
Solid understanding of financial products: equities fixed income FX and derivatives.
Familiarity with Agile methodology and SDLC processes.
Nice to Have
Experience with BI tools (Power BI Tableau).
Knowledge of OMS/EMS platforms and electronic trading flows.
Business Development
Basic Qualifications
Along with competitive pay as a full-time Infosys employee you are also eligible for the following benefits:
Candidates authorized to work for any employer in the United States without employer-based visa sponsorship are welcome to apply. Infosys is unable to provide immigration sponsorship for this role at this time
The job entails sitting as well as working at a computer for extended periods of time. Should be able to communicate by telephone email or face to face. Travel may be required as per the job requirements.
Infosys Consulting is the global management and technology consulting practice of Infosys a global leader in technology services and consulting. We combine the power of time-tested methodologies people-driven innovation and disruptive technology to enable leaders of the worlds top brands pursue a path of smart transformation. Together with our clients internal and external partners we co-create and execute pragmatic strategies and solutions that transform organizations and define the future of business. Our dynamically growing consultancy offers our consultants:
Ability to design and implement end-to-end solutions at scale
A flat organization structure with direct access to our senior-most leaders
An entrepreneurial environment full of bright highly motivated consultants
Opportunities for motivated consultants to impact local communities
The ability to design your career and drive your professional learning and development
A truly global culture
We have offices in over 20 countries. Our U.S. hub office cities are Atlanta Boston Chicago Dallas Houston New York Seattle and Palo Alto.
Visit for more information.
Infosys provides equal employment opportunities to applicants and employees without regard to race; color; sex; gender identity; sexual orientation; religious practices and observances; national origin; pregnancy childbirth or related medical conditions; status as a protected veteran or spouse/family member of a protected veteran; or disability.
Role: Senior Consultant
Location: Richardson TX
Key Responsibilities
Collaborate with compliance risk and tech teams to shape and execute trade surveillance strategies.
Define and document business requirements user stories and functional specs to support system development and upgrades.
Analyze trade and order data (SQL required) to validate inputs map attributes and support data reconciliation.
Conduct gap assessments to identify control weaknesses and propose targeted solutions.
Support end-to-end delivery - requirements design testing implementation and post-deployment support.
Lead and coordinate UAT activities issue resolution and user training sessions.
Stay ahead of market abuse regulations (e.g. MAR MiFID II Dodd-Frank) and drive compliance through platform enhancements.
Work across multiple asset classes and understand how different products impact surveillance coverage.
Key Qualifications
3-5 years as Functional Consultant in capital markets or financial services with a focus on trade surveillance.
Hands-on experience with tools like Actimize SMARTS Trading Hub or similar surveillance platforms.
Proficiency in SQL and experience working with large datasets and trade/order data.
Solid understanding of financial products: equities fixed income FX and derivatives.
Familiarity with Agile methodology and SDLC processes.
Nice to Have
Experience with BI tools (Power BI Tableau).
Knowledge of OMS/EMS platforms and electronic trading flows.
Business Development
- Lead small medium sized sales pursuits and business development activities ranging from creation of client proposals to formulating commercial constructs / contracts
- Develop and build relationships at senior management and CXO levels
- Formulate and present Infosys Consulting propositions and service offerings
Basic Qualifications
- Bachelors degree or foreign equivalent; or three years of relevant work experience in lieu of every year of education
- Demonstrated ability in defining mobilizing and delivering complex change programs in large organizations
- Strong background of leading teams comprising both IT and business specialists
- A demonstrable ability to turn business requirements into technology solutions with the commercial acumen to create supporting business cases
- Excellent presentation and facilitation skills with ability to build relationships at senior management and CXO levels
- Successful business development history including exposure to each of the various aspects of a typical sales cycle
- All candidates must be willing and able to travel up to 100% depending on client requirements
- MBA or equivalent advanced degree
- Experience of leading programs where stakeholder engagement is a key requisite to achieving successful program/project delivery
- Proven ability to deliver under tight deadlines and challenging constraints
- Ability to collaborate within the firm and leverage existing resources
- Demonstrate thought leadership ability to conceptualize and drive new solution / service offerings and take them to market
Along with competitive pay as a full-time Infosys employee you are also eligible for the following benefits:
- Medical/Dental/Vision/Life Insurance
- Long-term/Short-term Disability
- Health and Dependent Care Reimbursement Accounts
- Insurance (Accident Critical Illness Hospital Indemnity Legal)
- 401(k) plan and contributions dependent on salary level
- Paid holidays plus Paid Time Off
Candidates authorized to work for any employer in the United States without employer-based visa sponsorship are welcome to apply. Infosys is unable to provide immigration sponsorship for this role at this time
The job entails sitting as well as working at a computer for extended periods of time. Should be able to communicate by telephone email or face to face. Travel may be required as per the job requirements.
Infosys Consulting is the global management and technology consulting practice of Infosys a global leader in technology services and consulting. We combine the power of time-tested methodologies people-driven innovation and disruptive technology to enable leaders of the worlds top brands pursue a path of smart transformation. Together with our clients internal and external partners we co-create and execute pragmatic strategies and solutions that transform organizations and define the future of business. Our dynamically growing consultancy offers our consultants:
Ability to design and implement end-to-end solutions at scale
A flat organization structure with direct access to our senior-most leaders
An entrepreneurial environment full of bright highly motivated consultants
Opportunities for motivated consultants to impact local communities
The ability to design your career and drive your professional learning and development
A truly global culture
We have offices in over 20 countries. Our U.S. hub office cities are Atlanta Boston Chicago Dallas Houston New York Seattle and Palo Alto.
Visit for more information.
Infosys provides equal employment opportunities to applicants and employees without regard to race; color; sex; gender identity; sexual orientation; religious practices and observances; national origin; pregnancy childbirth or related medical conditions; status as a protected veteran or spouse/family member of a protected veteran; or disability.
Required Experience:
Senior IC
Key Skills
- Abinitio
- Apprentice
- Dermatology
- Cost Estimation
- Data Networking
- Liaison
About Company
Welcome to Infosys Careers for Experienced Professionals As a leading provider of next-generation consulting, technology and outsourcing solutions, we are dedicated to helping organizations in over 46 countries to renew their core and simultaneously innovate into new frontiers. Whilst ... View more
