AM DM Listing Compliances

We are seeking a highly motivated and detail-oriented professional for the role of Assistant Manager / Deputy Manager Listing Compliances. The incumbent will be responsible for managing the end-to-end listing process ensuring regulatory compliance developing policies and processes and serving as the primary point of contact for regulators and key stakeholders.

Key Responsibilities:

• End-to-End Listing Process Management:
  Handle the complete lifecycle of listing new instruments including coordination with internal teams and external stakeholders to ensure timely and compliant execution.
• Regulatory Liaison:
  Act as the Single Point of Contact (SPOC) for communication and coordination with regulatory bodies such as SEBI and other relevant authorities.
• Policy & Process Development:
  Design implement and update policies and operational procedures related to listing and compliance to ensure alignment with evolving regulatory norms.
• Stakeholder Management:
  Collaborate effectively with internal departments issuers members and other external stakeholders to ensure smooth listing operations.
• Listing Operations Oversight:
  Monitor and manage day-to-day listing activities ensuring adherence to compliance requirements and operational efficiency.
• Regulatory Understanding:
  Maintain a strong and updated knowledge of SEBI stock exchange and other relevant regulatory frameworks governing commodity and derivatives exchanges.
• Corporate Actions Handling:
  Oversee the timely and accurate processing of corporate actions related to listed instruments.
• Documentation & Reporting:
  Prepare and maintain high-quality documentation and reports for internal records audit purposes and regulatory submissions.

Key Requirements:

• Strong understanding of listing regulations SEBI guidelines and exchange-related compliance frameworks.
• Proven experience in handling corporate actions listing operations and dealing with regulatory authorities.
• Exceptional documentation and communication skills.
• Ability to manage multiple stakeholders and operate in a fast-paced regulated environment.
• Attention to detail proactive approach and strong organizational skills.

Educational Qualifications & Experience:

• Education: Graduate/Postgraduate in Commerce Finance Law or related fields.
• Experience: 2 -8 years of relevant experience in listing compliance preferably within exchanges financial institutions or regulatory bodies.