Surveillance – Trade Surveillance Compliance Officer Associate

Job Description:

Job Title Surveillance Trade Surveillance Compliance Officer

Corporate Title Associate

Location Jacksonville FL

Overview

Compliance is seeking an Analyst within the Trade Surveillance team to monitor and investigate trading related activities. The primary function of the role is detecting monitoring examining and investigating trading activities of Deutsche Bank Investment Bank (IB) to identify possible violations of market abuse and of the Firms Trading Policies.

What We Offer You

• A diverse and inclusive environment that embraces change innovation and collaboration

• A hybrid working model allowing for in-office / work from home flexibility generous vacation personal and volunteer days

• Employee Resource Groups support an inclusive workplace for everyone and promote community engagement

• Competitive compensation packages including health and wellbeing benefits retirement savings plans parental leave and family building benefits

• Educational resources matching gift and volunteer programs

What Youll Do

• Conduct daily surveillance of Firm and Customer trading activity to ensure compliance with appropriate rules regulations and firm policies

• Perform research and investigations to identify the reason for potential violations

• Document research results and escalate violations and/or suspicious activity according to firm policy and regulatory requirements

• Work with members of the Firms Business Lines Compliance Legal and other departments to identify analyze investigate and resolve issues

• Perform ad-hoc reviews which may consist of inbound outbound and internal correspondence of Deutsche Bank employees

• Liaise with Information Technology and Senior Management in the development review and testing of surveillance models

Skills Youll Need

• Moderate work experience in regulatory audit compliance risk surveillance or equivalent

• Minimum of a College degree (prefer in Finance Business or Accounting) or equivalent work experience

• Knowledge/experience with financial markets and an array of financial products (including stocks bonds derivative products) is a plus

• The ability to prioritize and communicate effectively across multiple teams and functions

• Self-motivated proactive and able to use your own initiative

Skills That Will Help You Excel

• Excellent verbal communication and written skills

• A proactive approach to tasks and responsibilities

• Ability to multi-task effectively and handle change well

• Advanced PowerPoint and MS Excel (pivot tables experience with large data sets proficient in data manipulation and presentation)

• Team player with great attitude interpersonal skills and strong work ethic

Expectations

It is the Banks expectation that employees hired into this role will work in the Jacksonville FL office in accordance with the Banks hybrid working model.

Deutsche Bank provides reasonable accommodations to candidates and employees with a substantiated need based on disability and/or religion.

The salary range for this position in Jacksonville is $54000 to $ salaries may be based on a number of factors including but not limited to a candidates skill set experience education and other qualifications. Posted salary ranges do not include incentive compensation or any other type of renumeration

Deutsche Bank Benefits

At Deutsche Bank we recognize that our benefit programs have a profound impact on our colleagues. Thats why we are focused on providing benefits and perks that enable our colleagues to live authentically and be their whole selves at every stage of life. We provide access to physical emotional and financial wellness benefits that allow our colleagues to stay financially secure and strike balance between work and home. Click here to learn more!

Learn more about your life at Deutsche Bank through the eyes of our current employees California Consumer Privacy Act outlines how companies can use personal information. If you are interested in receiving a copy of Deutsche Banks California Privacy Notice please email.

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Together we share and celebrate the successes of our people. Together we are Deutsche Bank Group.

We welcome applications from all people and promote a positive fair and inclusive work environment.

Qualified applicants will receive consideration for employment without regard to race color religion sex sexual orientation gender identity national origin disability protected veteran status or other characteristics protected by law. Click these links to viewDeutsche Banks Equal Opportunity Policy Statementand the following notices:EEOC Know Your Rights;Employee Rights and Responsibilities under the Family and Medical Leave Act; andEmployee Polygraph Protection Act.