Branch Support Analyst- Licensing and Controls (Strong Entry-Level)

Charlotte, VT - USA

Monthly Salary: Not Disclosed

Posted on: 30+ days ago

Vacancies: 1 Vacancy

Job Summary

Required Qualifications

Excellent communication skills and providing feedback.
Strong work ethics reliable and innovative.
Ability to manage multiple tasks while meeting strict deadlines and able to prioritize in a fast paced high-pressure environment.
Great organizational skills.
Good team player and willing to learn additional support functions as needed.
Proficient knowledge of word processing and spreadsheet applications.

Preferred Qualifications

Knowledge of SEC FINRA and State
Bachelors degree preferred
1 years experience in Finance or Insurance industry preferred

Skills

Accuracy and Attention to Detail:Understanding the necessity and value of accuracy; ability to complete tasks with high levels of precision.

Audit and Compliance Function:Knowledge of major responsibilities and tasks of Audit and Compliance (A&C) function; ability to manage the operation of A&C function in various business environment.

Customer Service Management:Knowledge of customer service priorities and ability to utilize tools and techniques for maintaining an environment where all understand and are committed to providing excellent service to internal and external customers.

Effective Communications:Understanding of effective communication concepts tools and techniques; ability to effectively transmit receive and accurately interpret ideas information and needs through the application of appropriate communication behaviors.

Insurance Legal and Regulatory Environment:Knowledge of federal state and local laws and regulations; ability to comply with these laws and regulations in insurance industry practices and activities.

#LI-Hybrid

ABOUT EQUITABLE

At Equitable were a team of over ten thousand strong; committed to helping our clients secure their financial well-being so that they can pursue long and fulfilling lives.

We turn challenges into opportunities by thinking working and leading differently where everyone is a leader. We encourage every employee to leverage their unique talents to become a force for good at Equitable and in their local communities.

We are continuously investing in our people by offering growth internal mobility comprehensive compensation and benefits to support overall well-being flexibility and a culture of collaboration and teamwork.

We are looking for talented dedicated purposeful people who want to make an impact. Join Equitable and pursue a career with purpose.

**********

Equitable is committed to providing equal employment opportunities to our employees applicants and candidates based on individual qualifications without regard to race color religion gender gender identity and expression age national origin mental or physical disabilities sexual orientation veteran status genetic information or any other class protected by federal state and local laws.

NOTE: Equitable participates in the E-Verify program.

If reasonable accommodation is needed to participate in the job application or interview process or to perform the essential job functions of this position please contact Human Resources at or email us at.

At Equitable our power is in our people.

Were individuals from different cultures and backgrounds. Those differences make us stronger as a team and a force for good in our communities. Here youll work with dynamic individuals build your skills and unleash new ways of working and thinking. Are you ready to join an organization that will help unlock your potential

This role is a Hybrid role located in Charlotte NC.

Provide high level customer service support for the assigned Branches and maintain field force Contract Licensing and Registration records.
Function as an information resource and quality control.
Under general supervision enter update and maintain all records regarding new hire processing individual licensing and registration needs.
Review and process the initial FINRA form U4s Departments of Insurance License/Appointment applications Appointment renewals and Contracting updates for candidates.
Update and maintain candidate records using external and internal systems and applications.

The base salary range for this position is $40000 - $50000. Actual base salaries vary based on skills experience and geographical addition to base pay Equitable provides compensation to reward performance with base salary increases spot bonuses and short-term incentive compensation opportunities. Eligibility for these programs depends on level and functional area of responsibility.

For eligible employees Equitable provides a full range of benefits. This includes medical dental vision a 401(k) plan and paid time off. For detailed descriptions of these benefits please reference the link below.

Equitable Pay and Benefits: Equitable Total Rewards Program

Required Experience:

Junior IC

Required QualificationsExcellent communication skills and providing feedback.Strong work ethics reliable and innovative.Ability to manage multiple tasks while meeting strict deadlines and able to prioritize in a fast paced high-pressure environment.Great organizational skills.Good team player and wi...