Markets Compliance Vice President

Paris - France

Monthly Salary: Not Disclosed

Posted on: 30+ days ago

Vacancies: 1 Vacancy

Department:

Compliance

Job Summary

Description

Are you ready to make a meaningful impact at the heart of a global financial institution We are seeking a dynamic and driven Markets Compliance Vice President to join our Paris-based this pivotal role you will collaborate closely with Line of Business leaders global and regional Compliance teams and key control partners.

As a Markets Compliance Vice President within the Compliance Team in Paris you will provide expert guidance on regulatory matters deliver input on change management and support business initiatives that shape the future of our Markets business. You will play a vital role in ensuring our activities meet the highest standards of regulatory and reputational risk management while actively contributing to training reviews and policy development.

Job Responsibilities:

Provide credible timely and risk-based advice challenge and support on regulatory matters including live regulatory interpretations and decisions to the business in high-profile and/or time-constrained situations.
Deliver thought leadership and compliance input to regulatory change management.
Document and communicate timely input into business initiatives consistent with the firms regulatory and reputational risk tolerances such as new product proposals business re-organization and review of specific initiatives transactions or structures to identify regulatory and control issues (e.g. bespoke corporate derivative transactions).
Conduct scheduled and ad-hoc training sessions for the business.
Participate in monitoring and testing activities and identify assurance activities as required.
Identify implement and review compliance policies procedures and additional documentation.
Participate actively in the identification assessment challenge and calibration of risks.
Contribute to responses to regulatory and exchange inquiries investigations and exams.
Prepare materials for First and Second Line of Defense recipients and act as the compliance representative at relevant forums.
Oversee the disposition and issuance of policy and conduct violations partnering with HR Legal and other internal stakeholders.

Required qualifications capabilities and skills

Familiarity with Markets structures and products
Knowledge of key financial services regulation applicable to Markets (e.g. MiFID MAR) and recently regulatory developments (e.g. Retail Investment Strategy)
Able to work independently and have sufficient experience to know when to escalate an issue is essential
Can do attitude with the willingness to help others in the team and external to the team
Possess a high-level of attention to detail and focus on the quality for their work product
Being proactive able to think critically about the information presented to them comfortable with subjective situations and ready to ask appropriate questions and effectively challenge
Willingness to go above and beyond to deliver excellence
Strong communication and presentation skills with the ability to translate complex regulatory issues into comprehensible messages for a range of audiences and levels and engage with a range of different stakeholders
Ability to consider the regulators position and understand anticipate and react positively to their requirements and demands.

Preferred Qualifications Capabilities and Skills:

Relevant experience of performing a similar role at a global investment bank would be a significant advantage
Good understanding of broader French regulatory requirements would be beneficial

Required Experience:

Exec

DescriptionAre you ready to make a meaningful impact at the heart of a global financial institution We are seeking a dynamic and driven Markets Compliance Vice President to join our Paris-based this pivotal role you will collaborate closely with Line of Business leaders global and regional Complian...

Description

Job Responsibilities:

Provide credible timely and risk-based advice challenge and support on regulatory matters including live regulatory interpretations and decisions to the business in high-profile and/or time-constrained situations.
Deliver thought leadership and compliance input to regulatory change management.
Document and communicate timely input into business initiatives consistent with the firms regulatory and reputational risk tolerances such as new product proposals business re-organization and review of specific initiatives transactions or structures to identify regulatory and control issues (e.g. bespoke corporate derivative transactions).
Conduct scheduled and ad-hoc training sessions for the business.
Participate in monitoring and testing activities and identify assurance activities as required.
Identify implement and review compliance policies procedures and additional documentation.
Participate actively in the identification assessment challenge and calibration of risks.
Contribute to responses to regulatory and exchange inquiries investigations and exams.
Prepare materials for First and Second Line of Defense recipients and act as the compliance representative at relevant forums.
Oversee the disposition and issuance of policy and conduct violations partnering with HR Legal and other internal stakeholders.

Required qualifications capabilities and skills

Familiarity with Markets structures and products
Knowledge of key financial services regulation applicable to Markets (e.g. MiFID MAR) and recently regulatory developments (e.g. Retail Investment Strategy)
Able to work independently and have sufficient experience to know when to escalate an issue is essential
Can do attitude with the willingness to help others in the team and external to the team
Possess a high-level of attention to detail and focus on the quality for their work product
Being proactive able to think critically about the information presented to them comfortable with subjective situations and ready to ask appropriate questions and effectively challenge
Willingness to go above and beyond to deliver excellence
Strong communication and presentation skills with the ability to translate complex regulatory issues into comprehensible messages for a range of audiences and levels and engage with a range of different stakeholders
Ability to consider the regulators position and understand anticipate and react positively to their requirements and demands.

Preferred Qualifications Capabilities and Skills:

Relevant experience of performing a similar role at a global investment bank would be a significant advantage
Good understanding of broader French regulatory requirements would be beneficial

Required Experience:

Exec

Key Skills

Change Management
Financial Services
Growing Experience
Managed Care
Management Experience
Analysis Skills
Senior Leadership
Performance Management
Process Management
Leadership Experience
negotiation
Analytics

Apply Now

About Company

JPMorganChase

JPMorganChase, one of the oldest financial institutions, offers innovative financial solutions to millions of consumers, small businesses and many of the world’s most prominent corporate, institutional and government clients under the J.P. Morgan and Chase brands. Our history spans ov ... View more

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