Vice President, Compliance
Vice President, Compliance
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Job Description
ING Bank
ING Bank covers Wholesale and Retail Banking in Asia Pacific. Our Wholesale Banking business is present and active in 11 major economies in the Asia Pacific namely China Hong Kong SAR India Indonesia Japan Philippines Singapore South Korea Taiwan and Vietnam.
Job Profile Summary
The selected candidate will join our global family as part of the compliance team. You will be based in Tokyo Japan and support the Wholesale Banking teams from business control and risk to incorporate the requirements of the banks policies/procedures relevant local laws and regulations into the compliance monitoring processes. You will also work to establish strong and effective relationships with key internal stakeholders.
Job Responsibilities:
- You are to identify assess provide advisory monitor and report on the INGs compliance risk to help the organization avoid failure (or perceived failure) to comply with applicable laws regulations and ethical standards.
- You will also develop and/or implement and/or apply relevant rules and controls to ensure compliance with all relevant legislation regulation and standards.
- Participate in the regular compliance update meetings and conference calls organised by the various Centre of Excellence (CoE) contacts in the topic areas which come under the Compliance Conduct & Ethics (CCE) scope.
- Participate in user acceptance testing (UAT) for phased rollout and/or enhancement programs which are part of the banks global compliance control framework and surveillance roadmap.
- Prepare reportable CCE related updates and materials to be submitted for presentation at the relevant Wholesale Banking Asia management meetings as well as reporting to the monthly/quarterly/annual compliance management dashboards.
- Support the trade and e-communications surveillance activity by conducting the review investigation of auto-generated alerts as well as designing/conducting manual monitoring to address CCE related key risks.
- Communicate compliance issues with local senior management and participate in and share the status of Compliance activities in local management committee.
- Develop and implement a companys data protection strategy and its policies.
- Ensure the companys compliance with GDPR and other data protection laws.
What were looking for:
- University degree majoring in Legal Finance or other related disciplines.
- At least 10 years of Compliance related experience mainly focus on Regulatory Compliance.
- Ideally have some prior experience within the banking industry.
- Must have an eye for detail be thorough and meticulous.
- Must be Japanese native and able to communicate effectively in English as well.
- Possess good stakeholder management and interpersonal skills.
Required Experience:
Exec
Employment Type
Full-Time
