SOX Compliance Officer Salt Lake City
SOX Compliance Officer Salt Lake City
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Salary Not Disclosed
1 Vacancy
Job Description
Zions Bancorporation is one of the nations premier financial services companies operating as a collection of great banks under local brands and management teams in high-growth western markets. Zions is regularly recognized by American Banker magazine as having a top banking team in its list of The Most Powerful Women in Banking. Our customers consistently vote us as the best bank in our local markets. We value our employees and we are committed to search out recognize and create fulfilling opportunities for outstanding people within our organization rewarding them for their contributions to our success. We recognize that banking is a local business and that to be successful we must have very strong ties to the communities we serve and strong relationships with our customers.
With benefits starting on day one 12 bank holidays profit sharing and company-matched 401(k) contributions Zions is dedicated to being an employer of choice in our communities. At Zions the possibilities are endless. You bring the talent; we bring the opportunity.
We are currently seeking a SOX Compliance Officer tojoin our team. This position is in Salt Lake City Utah.
The focus of this role is working with the Director of SOX Programs to manage and enhance the Routine Process related aspects of the SOX compliance program for our Zions Bancorporation. As the point person for SOX considerations related to Routine Processes the individual will quickly gain broad exposure to the operations of the company interacting with leaders in finance accounting technology operations and with our external auditor and internal auditor to support the establishment of a consistent repeatable and sustained SOX approach.
Responsibilities:
Oversee SOX compliance of routine processes that include the financial statement close process reconciliation processes investment processes and other significant classes of transactions or processes within Zions Bancorporation and its affiliates.
Collaborate with leadership internal and external audit teams to plan organize and execute the annual SOX compliance program
Evaluate current business processes and identify process improvements and opportunities to gain efficiencies especially through risk rationalization and moving from a manual to an automated controls reliance approach.
Perform risk identification and assessments for SOX compliance related to routine processes
Maintain and improve SOX process flow charts and relevant SOX documentationand identify key areas in which SOX compliance may change reliance from manual to automated and system based controls
Assist or lead process-mapping;
Provide formal and informal training for business process owners
Assist business partners in evaluating possible actions to address deficiencies.
Work with internal audit risk management and external audit to analyze deficiencies identify compensating controls create management action plans for remediation and determine deficiency classification.
Participate and support in SOX compliance testing performed by internal and external auditors
Review results of testing performed and validate results to support SOX compliance.
Education/Certifications:
Requires a Bachelors degree in Finance Accounting or related field.
2 to 6 years of relevant accounting SOX risk assessment automation testing and internal control evaluation experience.
Certified Public Accountant (CPA) Certified Internal Auditor (CIA) or equivalent required
Public accounting with SEC clients and controls testing experience preferred
Specialized knowledge/Qualifications:
Auditing skills with in-depth experience with SOX 404
Highly detail oriented and organized in work
Ability to act and operate independently and develop practical solutions
Ability to work cooperatively and collaboratively with all levels of employees management and external agencies to maximize performance creativity problem-solving and results
Ability to thrive in a fast-paced constantly changing environment
Proficiency with Archer or other GRC tools
Proficiency with Blueworks Live preferred
Proficiency in Microsoft Office including Visio
Benefits:
Medical Dental and Vision Insurance - START DAY ONE!
Life and Disability Insurance Paid Parental Leave and Adoption Assistance
Health Savings (HSA) Flexible Spending (FSA) and dependent care accounts
Paid Training Paid Time Off (PTO) and 11 Paid Federal Holidays
401(k) plan with company match Profit Sharing competitive compensation in line with work experience
Mental health benefits including coaching and therapy sessions.
Tuition Reimbursement for qualifying employees
Employee Ambassador preferred banking products
Required Experience:
Unclear Seniority
Employment Type
Full Time
