Compliance Analyst – Risk Based Testing Team

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profile Job Location:

Rosemont, IL - USA

profile Monthly Salary: $ 50000 - 65000
Posted on: 30+ days ago
Vacancies: 1 Vacancy

Job Summary

Wintrust provides community and commercial banking specialty finance and wealth management services through its 16 bank charters and nine non-bank businesses. Wintrust delivers the sophisticated solutions of a large bank while staying true to the relationship-focused personalized service of our community banking roots. We serve clients in all 50 states with more than 200 branch banking locations in Illinois southwestern Florida northwestern Indiana west Michigan and southern Wisconsin and commercial banking offices in Chicago Denver Milwaukee Grand Rapids Mich. and in key branch banking locations throughout Illinois. Our people are the heart of our business and we are proud to rank consistently as a top place to work. Wintrust is a $66 billion financial institution based in Rosemont Illinois and listed on the NASDAQ Global Select Market under the symbol WTFC.

Why join us

  • An award-winning culture! We are rated a Top Workplace by the Chicago Tribune (past 11 years) and Employee Recommended award by the Globe & Mail (past 6 years)

  • Competitive pay and discretionary or incentive bonus eligible

  • Comprehensive benefit package including medical dental vision life a 401k plan with a generous company match and tuition reimbursement to name a few

  • Promote from within culture

Why join this team

  • Wintrust has a great compliance culture that comes from the top

  • We are seeking a critical thinker with the ability to adapt to emerging risks and regulatory changes

  • Gain experience and further your career by joining a growing organization

  • Hybrid Work Schedule - Split your time working remotely and at our Corporate Headquarters in Rosemont IL.

Position Summary

This position is responsible for assisting in testing as part of implementing an effective proactive compliance program to assure that the organization maintains the required level of compliance set forth by its regulatory agencies.

What Youll Do

  • Maintain a competent level of expertise and knowledge of the requirements of the various laws regulations and rulings governing the Banks activities. Keep abreast of regulatory updates through reading classes seminars etc.

  • Demonstrate creative thinking and problem solving.

  • Conduct Compliance Reviews - Review Bank forms contracts and disclosures to meet the needs of the Bank and comply with applicable consumer compliance laws rules and regulations.

  • Prepare documents which provide an adequate level of support for the audit work performed conclusions reached and compliance-related issues. Draft audit documents in a pertinent concise and accurate manner.

  • Review proposed changes to and existing Bank policies and procedures relative to the compliance requirements of laws and regulations.

  • Ensure the accuracy of all compliance-related requirements for Bank products.

  • Review marketing materials to assure compliance.

Qualifications:

  • 0 - 3 years of work experience in a corporate or banking setting preferred

  • Bachelors Degree is preferred

Benefits

Medical Insurance Dental Vision Life insurance Accidental death and dismemberment Short-term and long term Disability Insurance Parental Leave Employee Assistance Program (EAP) Traditional and Roth 401(k) with company match Flexible Spending Account (FSA) Employee Stock Purchase Plan at 5% discount Critical Illness Insurance Accident Insurance Transportation and Commuting Benefits Banking Benefits Pet Insurance

Compensation

The estimated salary range for this role is $50000-$65000 along with eligibility to earn an annual bonus. Actual salaries may vary based on several factors such as a candidates qualifications skills and experience.

#LI-HYBRID

From our first day in business Wintrust has been proud to serve a variety of unique communities and people from all walks of life. To build a company that reflects the communities we serve we believe that fostering a unique and inclusive workplace where everyone feels valued and empowered to succeed will support our ongoing success. Wintrust Financial Corporation including community banking and financial services subsidiaries is an Equal Opportunity Employer. All qualified applicants will receive consideration for employment without regard to race color religion sex age national origin disability veteran status genetic information and other legally protected categories.


Required Experience:

IC

Wintrust provides community and commercial banking specialty finance and wealth management services through its 16 bank charters and nine non-bank businesses. Wintrust delivers the sophisticated solutions of a large bank while staying true to the relationship-focused personalized service of our comm...
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Key Skills

  • ISO 27001
  • Microsoft Access
  • Risk Management
  • Financial Services
  • PCI
  • Risk Analysis
  • Analysis Skills
  • COBIT
  • NIST Standards
  • SOX
  • Information Security
  • Data Analysis Skills

About Company

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Wintrust is a financial services company that provides exceptional customer service, while giving back to the things that matter most to our area.

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