Capital Markets Regulation Legal & Compliance
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Job Location:
Monthly Salary:
Posted on:
30+ days ago
Vacancies:
1 Vacancy
Job Summary
Associate and AVP - Capital Markets Regulation (Legal & Compliance)
New Product Regulatory Development
Opportunity to contribute to the evolution of capital markets by overseeing the development of new securities and derivatives products thereby advancing regulatory initiatives.
You will play a key role in evaluating new capital markets products designing regulatory compliance frameworks and ensuring offerings meet appropriate standards of suitability and investor protection.
Position Deliverables
Requirements
Why Apply
This is a rare chance to apply your capital markets expertise beyond transactional work shaping the regulatory landscape of Singapores financial markets through direct feedback contributing to reform and policy development.
Indicative Compensation
Salary Associate: $6k-$8.5kpm
Salary AVP: $8.5k-$12kpm
Bonus 2-3 months (performance based)
SLOANE SHOREY
Trusted advisor on specialist hires and leadership appointments across risk and compliance.
Sloane Shorey Consulting is a boutique recruitment firm advising on specialist hires and leadership appointments across risk regulations and compliance.
loane Shorey is a Ministry of Manpower Licensed Employment Agency: EA License 20S0307
New Product Regulatory Development
Opportunity to contribute to the evolution of capital markets by overseeing the development of new securities and derivatives products thereby advancing regulatory initiatives.
You will play a key role in evaluating new capital markets products designing regulatory compliance frameworks and ensuring offerings meet appropriate standards of suitability and investor protection.
Position Deliverables
- Provides regulatory support for product initiatives
- Obtain approval from the MAS for new product approval or major regulatory updates.
- Analyse product structures (bonds asset-backed securities structured products derivatives).
- Ensures compliance with internal policies and procedures for regulatory submissions.
- Liaises with regulatory authorities on regulatory obligations public consultations etc.
- Monitors global regulatory developments assessing relevance and application to the firm.
Requirements
- Degree in Law
- Years experience: 2-5 (Associate) / 5 - 8 (AVP) years experience
- Well versed in financial regulations for capital market products.
- Knowledge of securities and derivatives preferred.
Why Apply
This is a rare chance to apply your capital markets expertise beyond transactional work shaping the regulatory landscape of Singapores financial markets through direct feedback contributing to reform and policy development.
Indicative Compensation
Salary Associate: $6k-$8.5kpm
Salary AVP: $8.5k-$12kpm
Bonus 2-3 months (performance based)
SLOANE SHOREY
Trusted advisor on specialist hires and leadership appointments across risk and compliance.
Sloane Shorey Consulting is a boutique recruitment firm advising on specialist hires and leadership appointments across risk regulations and compliance.
loane Shorey is a Ministry of Manpower Licensed Employment Agency: EA License 20S0307
Key Skills
- Abinitio
- Apprentice
- Dermatology
- Cost Estimation
- Data Networking
- Liaison
About Company
Compliance, Risk, and Resilience Recruitment: Sloane Shorey Consulting is a recruitment firm specialising in compliance, risk, and resilience across Asia and the Middle East. Since 2017, we have partnered with banking and financial services companies, multinational and local corporati ... View more
