Brazil: Head of Compliance, AML and Risk
Brazil: Head of Compliance, AML and Risk
Posted on :
03-09-2025
Employer Active
1 Vacancy
Job Alert
You will be updated with latest job alerts via emailValid email field required
Send jobs
Share
Send me jobs like this
Job Alert
You will be updated with latest job alerts via emailValid email field required
Send jobs
Job Description
We are a leading trading platform that is ambitiously expanding to the four corners of the globe. Our top-rated products have won prestigious industry awards for their cutting-edge technology and seamless client experience. We deliver only the best so we are always in search of the best people to join our ever-growing talented team.
The Head of Compliance AML and Risk will be responsible for establishing and maintaining an effective compliance AML and risk framework in the securities distributorship firm (Distribuidora de Ttulos e Valores Mobilirios) ensuring alignment with applicable Brazilian regulations related to financial services anti-money laundering (AML) and counter-terrorism financing (CTF) and risk management. This position plays a pivotal role in safeguarding the firms integrity reputation and regulatory standing while ensuring robust risk mitigation strategies and a strong compliance culture across the business.
Responsibilities:
- Develop implement and continuously enhance the companys compliance framework to align with business strategy regulatory obligations (e.g. CMF UAF) and corporate values.
- Act as the companys statutory representative before the Central Bank of Brazil (UNICAD) CVM and other authorities as applicable in relation to the relevant functions and responsibilities with oversight of AML/CTF frameworks and sanctions compliance.
- Oversee the companys AML/CFT program including client onboarding transaction monitoring sanctions screening and suspicious activity reporting in accordance with local and international standards.
- Design and maintain robust internal control systems to detect prevent and respond to compliance and risk issues. Ensure ongoing monitoring and regular review of policies incidents and regulatory updates.
- Supervise the development and implementation of the enterprise risk management framework identifying operational financial and reputational risks and driving mitigation strategies.
- Support the development and execution of crisis response and business continuity protocols to safeguard client and business interests in critical situations.
- Ensure all client-facing materials and communications adhere to regulatory guidelines and reflect the companys ethical and legal standards.
- Partner with senior leaders across legal finance operations and technology to embed a risk-aware and compliance-driven culture throughout the organization.
- Provide training guidance and resources to staff on compliance and risk topics. Ensure that all departments are informed and aligned with regulatory expectations and internal policies.
- Deliver regular updates to the executive team and Board of Directors on compliance performance regulatory developments risk exposures and mitigation measures.
Requirements:
- Bachelors degree in a relevant field such as Law Finance Economics Business Risk Management.
- Minimum of 5 years of experience in compliance risk management or regulatory affairs within financial services preferably in capital markets and securities brokerage.
- Strong understanding of financial services laws regulations the requirements and regulations of the Central Bank of Brazil and The Securities and Exchange Commission of Brazil (CVM) AML/CTF and risk management framework.
- Must meet the fit and proper criteria set by the relevant regulatory authorities.
- Demonstrated ability to liaise with regulatory bodies and handle regulatory reporting.
What you will get in return:
Competitive Salary:We believe great work deserves great pay! Your skills and talents will be rewarded with a salary that makes you feel valued and motivated.
Work-Life Harmony:Join a company that genuinely cares about you - because your life outside of work matters just as much as your time on the clock. #LI-Hybrid
Annual Performance Bonus:Your hard work doesnt go unnoticed! Celebrate your achievements with a well-deserved annual bonus tied to your performance.
Generous Time Off:Need a breather Our annual leave policy lets you recharge and enjoy life outside of work without a worry.
Employee Referral Program:Love working here Share the love! Bring your talented friends on board and get rewarded for growing our awesome team.
Comprehensive Health & Pension Benefits:From medical insurance to pension plans weve got your back. Plus location-specific benefits and perks!
Workation Wonderland:Live your digital nomad dreams with 30 extra days to work remotely from anywhere in the world (some restrictions apply). Adventure awaits!
Volunteer Days:Make a difference! Take two additional paid days each year to support causes you care about and give back to the community.
Be a key player at the forefront of the digital assets movement propelling your career to new heights!Join a dynamic and rapidly expanding company that values and rewards talent initiative and alongside one of the most brilliant teams in the industry.
Required Experience:
Director
Employment Type
Full Time
Key Skills
Report This Job
Disclaimer: Drjobpro.com is only a platform that connects job seekers and employers. Applicants are advised to conduct their own independent research into the credentials of the prospective employer.We always make certain that our clients do not endorse any request for money payments, thus we advise against sharing any personal or bank-related information with any third party. If you suspect fraud or malpractice, please contact us via contact us page.
