Business Risk Officer
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Job Location:
Zürich - Switzerland
Monthly Salary:
Not Disclosed
Posted on:
30+ days ago
Vacancies:
1 Vacancy
Department:
Job Summary
In this position you will be a member of the new Business Risk Management unit which will be part of the Institutional Sales Zurich department. Your unit will report directly to the Head of the Sales Zurich Department. You will work closely with the relationship managers of the Sales Zurich Department and with the Compliance Service. You will play a key role in our first line of defense in particular for managing Money Laundering Risks reputational risks and other business risks. You will in particular propose controls and measures for the mitigation of those risks. Further thanks to your expertise and skills you will play an important role in the relationship between Sales and Compliance Services.
You will have multiple tasks which include:
- Review of prospects account opening requests (companies institutional clients financial institutions external asset managers introducing brokers etc.) from various standpoints including with respect to AML risks (AMLA AMLO-FINMA CDB) cross-border risks and reputation risks
- Check tax compliance aspects such as FATCA and CRS (automatic exchange of information)
- Prepare prospects files and risk assessments in coordination with the relationship manager and submit your recommendation to the management of the Sales Zurich Department
- Conduct regular reviews of all types of clients in particular institutional clients (financial institutions external asset managers etc.)
- Clarify certain transactions and situations from various standpoints including with respect to AML and reputation risks
- Support and advise the relationship managers
Qualifications :
- Law or Economics degree or similar background is an asset
- Experience as a Business Risk Officer or in a Compliance Department within the financial industry
- Perfect command of English and German. Any other language is an asset
- Analytical and methodological approach
- Very good communication and writing skills
Additional Information :
SQ2
Remote Work :
No
Employment Type :
Full-time
Key Skills
- Internal Audit
- Information Systems
- Community Support
- Environmental Science
- Information Technology Sales
About Company
As a leading provider of online financial services, Swissquote Group offers innovative solutions and comprehensive services to meet the wide-ranging demands of its global clients.With an Online Trading Platform linked to more than 60 stock markets in over 40 countries, including off-e ... View more
