Head Compliance
Head Compliance
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ZAR 1871210 - 3354120
1 Vacancy
Job Description
Job Description
Are you a strategic thinker with a deep understanding of financial compliance and a passion for leading high-performing teams
A respected client in the asset management sector is seeking a highly experienced and driven Head of Compliance to lead and oversee the organisations compliance function at an executive level. This is a rare opportunity for a senior compliance professional to play a key role in ensuring a large and complex financial institution remains aligned with its regulatory and ethical obligations while continuing to deliver value to public sector stakeholders.
Key Duties:
- Provide strategic leadership and direction for the Compliance function
- Develop and oversee implementation of the organisations compliance strategy and annual programme
- Ensure adherence to legislation regulatory frameworks internal policies and client mandates
- Monitor and report on the institutions compliance status to EXCO the Board and Regulators
- Act as the main liaison between the organisation and regulatory bodies
- Oversee anti-money laundering and counter-financing of terrorism (AML/CFT) responsibilities
- Educate internal stakeholders on compliance requirements and developments
- Identify assess and mitigate regulatory and mandate compliance risks
- Drive business continuity planning and budgeting for the Compliance department
Key Requirements:
- Honours/Postgraduate degree in Law or Commerce (Masters in MCom/LLM or equivalent advantageous)
- 1015 years compliance experience in the financial sector with at least 5 years in investment management
- 35 years leadership and people management experience
- FSCA-approved Compliance Officer for FAIS licence Categories I and II
- Regulatory Exams: RE1 RE3 and RE5
- AML Officer registration with FIC preferred
- Strong knowledge of applicable legislation (e.g. FAIS FICA PFMA Companies Act Pension Fund Act CISCA King IV)
- Excellent communication analytical and leadership skills
EE Disclaimer:
All positions will be filled in accordance with the companys Employment Equity plan. We encourage people with disabilities to apply.
Application Unsuccessful Disclaimer:
If you do not receive feedback within two weeks of your application please consider it unsuccessful. Keep an eye on our website and other career sites for future opportunities.
Employment Type
Full-Time
