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Senior Regulatory Reporting Specialist

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Posted on : 22-08-2025

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1 Vacancy
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Job Location drjobs

New York City, NY - USA

Monthly Salary drjobs

Not Disclosed

drjobs

Salary Not Disclosed

Vacancy

1 Vacancy

Posted on : 22-08-2025

Job Description

Senior Regulatory Reporting Specialist
Societe Generale
New York NY - Hybrid (3 days onsite 2 days remote)
Job Description:
Societe Generale is seeking a Senior Regulatory Reporting Specialist to support its Broker Dealer Regulatory Reporting function. The ideal candidate will have a deep understanding of SEA rules 15c3-1 and 15c3-3 with hands-on experience in U.S. broker-dealer operations.
Key Responsibilities:
  • Prepare weekly 15c3-3 Customer and PAB Reserve Computations
  • Prepare 15c3-1 Net Capital Calculations
Required Qualifications:
  • Active Series 27 license
  • Strong knowledge of SEA Rules 15c3-1 and 15c3-3
  • Broker-dealer regulatory reporting experience
  • Familiarity with broker-dealer accounting and operations
Preferred:
  • CPA designation

Employment Type

Full-time

Company Industry

Key Skills

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