IWM Business Risk and Control Analyst

New York City, NY - USA

Yearly Salary: $ 58000 - 115000

Posted on: 30+ days ago

Vacancies: 1 Vacancy

Job Summary

IWM Business Risk and Control Analyst

International Wealth Management (IWM) manages the non-resident client (NRC) business which includes all Wealth Management accounts that are owned or controlled by non -U.S. based individuals and entities on the U.S platform. IWM focuses on growing the NRC ultra-high net worth and high net worth multi-family office family office and middle market institutional businesses.

IWMs Business Risk and Control Analyst will be responsible for activities and initiatives regarding the governance regulatory compliance and enhancements to IWMs overall risk control suite.

The candidate will be responsible for:

The creation of materials used in presentations to IWM and Firm Senior Management.
The development and execution of project plans for required control enhancements jurisdictional remediation activities and the completion Action Plans

Governance

The IWM Business Risk and Control Analyst will assist in the coordination and management of the following:

IWMs Risk Control Self-Assessments
IWM non-Compliance Report
IWM Intermediaries Management
IWM Policies and Procedures
IWMs Risk Acceptance
IWM Legal/Risk/Compliance coordination

Regulatory

The IWM Business Risk and Control Analyst will assist in the coordination and management of the following inquiries and exams:

Internal Audit
Compliance Exams
Regulatory Inquires and Exam
IWM Control Testing

Project Management

The IWM Business Risk and Control Analyst will be responsible for the development and implementation of project plans regarding the following activities:

Business Remediations
Action Plan Management
Control Suite Enhancements
Develop IT requirements & perform UAT testing and sign-off

Skills Required:

Bachelors degree and a minimum 2-4 years of industry experience preferably in Wealth Management or Private Banking
Series 7 preferred
Strong Microsoft Excel Powerpoint and Word skills
Strong collaborative and interpersonal skills - ability to work with various professionals and levels of management
Excellent written and oral communication skills
Strong organizational and problem-solving skills
Project management experience a plus

WHAT YOU CAN EXPECT FROM MORGAN STANLEY:

We are committed to maintaining the first-class service and high standard of excellence that have defined Morgan Stanley for over 89 years. Our values - putting clients first doing the right thing leading with exceptional ideas committing to diversity and inclusion and giving back - arent just beliefs they guide the decisions we make every day to do whats best for our clients communities and more than 80000 employees in 1200 offices across 42 countries. At Morgan Stanley youll find an opportunity to work alongside the best and the brightest in an environment where you are supported and empowered. Our teams are relentless collaborators and creative thinkers fueled by their diverse backgrounds and experiences. We are proud to support our employees and their families at every point along their work-life journey offering some of the most attractive and comprehensive employee benefits and perks in the industry. Theres also ample opportunity to move about the business for those who show passion and grit in their work.

To learn more about our offices across the globe please copy and paste into your browser.

Expected base pay rates for the role will be between $58000 and $115000 per year at the commencement of employment. However base pay if hired will be determined on an individualized basis and is only part of the total compensation package which depending on the position may also include commission earnings incentive compensation discretionary bonuses other short and long-term incentive packages and other Morgan Stanley sponsored benefit programs.

Morgan Stanleys goal is to build and maintain a workforce that is diverse in experience and background but uniform in reflecting our standards of integrity and excellence. Consequently our recruiting efforts reflect our desire to attract and retain the best and brightest from all talent pools. We want to be the first choice for prospective employees.

It is the policy of the Firm to ensure equal employment opportunity without discrimination or harassment on the basis of race color religion creed age sex sex stereotype gender gender identity or expression transgender sexual orientation national origin citizenship disability marital and civil partnership/union status pregnancy veteran or military service status genetic information or any other characteristic protected by law.

Morgan Stanley is an equal opportunity employer committed to diversifying its workforce (M/F/Disability/Vet).

Required Experience:

IWM Business Risk and Control Analyst International Wealth Management (IWM) manages the non-resident client (NRC) business which includes all Wealth Management accounts that are owned or controlled by non -U.S. based individuals and entities on the U.S platform. IWM focuses on growing the NRC ultra-...