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You will be updated with latest job alerts via emailWise Assets Europe AS is looking for a Senior Regulatory Compliance Manager to join its compliance function in Tallinn. This role will be working alongside the Compliance Lead of Wise Assets Europe in a small but highly effective team in second line compliance.
As a Senior Regulatory Compliance Manager you will be responsible for designing implementing and managing systems and processes to support the compliance function and strengthen our regulatory compliance framework. The person taking on this role will be responsible for ensuring the effective mitigation of regulatory compliance risks of Wise Assets Europe AS.
Responsibilities
Ensure that regulatory compliance risks are understood and taken into account in the day-to-day operation of the business;
Act as the key point of contact for regulatory audits and inspections;
Take ownership of the entitys regulatory compliance documentation policies and procedures;
Establish themselves as the compliance subject matter expert on safekeeping of customer assets and outsourcing oversight;
Carry out horizon scanning and gap analysis for regulatory changes;
Develop systems to track and monitor our compliance with regulatory requirements and internal policies;
Advise train the product team about the relevant applicable regulatory requirements and support documentation of decision-making and risk assessments within teams;
Represent regulatory compliance oversight both internally and externally to regulators auditors and partners as required.
Qualifications :
You have at least six years of experience in the domain of regulatory compliance in the financial services industry.
You have demonstrable experience designing and challenging processes ideally across multiple products. You have thought deeply about the Wises mission and how it intersects with compliance;
You preferably have experience with managing regulatory compliance risks in relation to investment products;
You are experienced in interactions with regulators auditors and senior management;
You have a demonstrated track record of second line of defence independence and challenge/ escalation where concerns are felt.
Additional Information :
4900 - 6700 Monthly RSUs
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Remote Work :
No
Employment Type :
Full-time
Full-time