Business Risk Lead, Director, Enterprise Services Risk Office

Capital One is a diversified bank that offers a broad array of financial products and services to consumers small business and commercial clients. As one of the nations top 10 banks we offer a broad spectrum of financial products and services to consumers small businesses and commercial clients. We nurture a work environment where people with a variety of thoughts ideas and backgrounds guided by our shared Values come together to make Capital One a great company and a great place to work.

We are hiring! The Enterprise Services Risk organization is expanding with a focus on attracting innovative pioneering collaborative and highly skilled professionals. We operate at the forefront of risk management providing support for novel and developing technologies as well as critical business strategies. Diverse perspectives and experiences are valued as we work to redefine the financial sector.

As a Director on the ES Business Tech Risk team you will partner across Enterprise Services Divisional CIOs and Information Security teams to develop and support best-in-class industry risk solutions in a manner that supports innovation and protects our customers shareholders business partners and associates. You will collaborate with second lines of defense to lead and implement risk and control tools techniques and frameworks for the Technology organization as well as provide direct tech risk advisory services into our lines of business (Software ESM etc.)

In this role you will:

• Serve as the Technology Risk Guide leader for the Enterprise Services Business Risk team to propel the technology risk agenda for our lines of business and help them make informed risk-based decisions.

• Assist ES Business Risk leadership in delivering against their strategy and services

• Provide oversight and guidance on key strategic Technology initiatives with a focus on architectures to enhance technology in support of business drivers

• Serve as interdepartmental advisor interfacing with technology lines of business and other areas such as second line Technology and Cyber organizations and Compliance

• Identify and implement continual program enhancements based on industry standards and best practices related to risk management (especially technology risk) and aligned with Capital Ones strategic risk direction

• Gather risk and control data and reporting; perform initial analysis or potentially evaluate data provided by team analysts

• Influence leaders across Enterprise Services Cyber second line risk organizations and Internal Audit on key technology risks and actions needed

• Develop and monitor risk analysis perform deep dive investigations and drive specific risk initiatives to minimize risk posture and strengthen overall control suite effectiveness

• Support Risk Control and Self Assessments (RCSAs)

• Understand document and analyze current state capabilities leveraging one or more risk methods. Leverage industry benchmarking to determine best practices and lessons learned regarding components of the risk framework.

• Write and revise documents such as policies standards procedures and guidelines. Develop and enhance processes tools templates and job aids. Draft contribute to edit and deliver presentations that enable the design development refinement and usage of risk methods.

Basic Qualifications:

• Bachelors Degree or military experience

• At least 8 years experience in Cybersecurity Technology or Cyber Internal or External Audit or a combination of these

• At least 8 years of experience planning and leading IT audits or risk assessments

• At least 5 years of People Management experience

• At least 5 years of experience in data management and performing data analysis in support of cybersecurity assessments and control design in a cloud environment

• At least 5 years of experience supporting security and compliance frameworks such as SOC2 ISO27001 PCI and NIST SP 800-53

Preferred Qualifications:

• 12 years experience in Cybersecurity Technology or Cyber Internal or External Audit or a combination of these.

• Cybersecurity technology risk and technology specific certifications such as Certified Information Systems Security Professional (CISSP) AWS Security certification Certified Information Systems Auditor (CISA) Certified in Risk and Information Systems Control (CRISC) Certified Information Security Manager (CISM) or AWS DevOps certification

• 10 years of experience in performing Control Self Assessments (CSAs) or completing assessments against established industry risk frameworks including the NIST Cybersecurity Framework

• 10 years of experience supporting security and compliance frameworks such as SOC2 ISO 27001 PCI and NIST SP 800-53

• 10 years experience performing data analysis in support of internal risk assessments and control reviews

• 3 years of CI/CD DevOps SDLC framework experience

• 3 years Application Architecture review experience

• 3 years of Financial Services industry experience

• Excellent verbal presentation and written communication skills to confidently interact with the cyber organization and enterprise stakeholders

At this time Capital One will not sponsor a new applicant for employment authorization for this position.

The minimum and maximum full-time annual salaries for this role are listed below by location. Please note that this salary information is solely for candidates hired to perform work within one of these locations and refers to the amount Capital One is willing to pay at the time of this posting. Salaries for part-time roles will be prorated based upon the agreed upon number of hours to be regularly worked.

Candidates hired to work in other locations will be subject to the pay range associated with that location and the actual annualized salary amount offered to any candidate at the time of hire will be reflected solely in the candidates offer letter.

Capital One offers a comprehensive competitive and inclusive set of health financial and other benefits that support your total well-being. Learn more at theCapital One Careers website. Eligibility varies based on full or part-time status exempt or non-exempt status and management level.

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Capital One Financial is made up of several different entities. Please note that any position posted in Canada is for Capital One Canada any position posted in the United Kingdom is for Capital One Europe and any position posted in the Philippines is for Capital One Philippines Service Corp. (COPSSC).