Associate-Client Onboarding/KYC/AML
Associate-Client Onboarding/KYC/AML
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Job Description
Company Profile:
Morgan Stanley is a leading global financial services firm providing a wide range of investment banking securities investment management and wealth management services. The Firms employees serve clients worldwide including corporations governments and individuals from more than 1200 offices in 43 countries.
As a market leader the talent and passion of our people is critical to our success. Together we share a common set of values rooted in integrity excellence and strong team ethic. Morgan Stanley can provide a superior foundation for building a professional career - a place for people to learn to achieve and grow. A philosophy that balances personal lifestyles perspectives and needs is an important part of our culture.
Morgan Stanley is an equal opportunities employer. We work to provide a supportive and inclusive environment where all individuals can maximise their full potential. Our skilled and creative workforce is comprised of individuals drawn from a broad cross section of the global communities in which we operate and who reflect a variety of backgrounds talents perspectives and experiences. Our strong commitment to a culture of inclusion is evident through our constant focus on recruiting developing and advancing individuals based on their skills and talents.
Division Profile
Morgan Stanleys Banking Group provides industry regional and product expertise to corporations institutions and government clients in order to develop and execute innovative and customized solutions to the most challenging strategic and financing issues faced in the global marketplace. The Banking Group is comprised of a number of industry groups which work closely with product team members in Mergers & Acquisitions Global Capital Markets Real Estate and other industry groups throughout the Firm to provide relevant market insight product creativity and execution expertise to clients. These solutions include initial public offerings; public and private equity and equity-linked financings; mergers acquisitions and restructurings; defense advisory assignments; strategic partnerships; public and private debt placements; share repurchases; and hedging swaps and derivative transactions.
Team Profile
The IBD Business Control Unit within IBD Management supports IBD in executing a variety of strategic financial and regulatory initiatives including the client and transaction onboarding process to meet the Firms regulatory and internal requirements as related to assessments of Know Your Customer (KYC) anti-money laundering anti-corruption sanctions and franchise-related matters. This position provides an opportunity to support client onboarding and due diligence process for the IBD and Global Capital Markets (GCM) businesses.
Key Responsibilities:
Business Unit Control within the Investment Banking Division is looking for an Associate in the Mumbai office who will be responsible for the following:
- Sourcing and compiling information and documentation related to the client onboarding process
- Assisting in the maintenance of client onboarding-related systems and recordkeeping
- Creating ad hoc daily weekly monthly and/or quarterly client onboarding metrics reports
- Supporting regulatory inquiries / inspections / applications internal audits and compliance testing that impact the division
- Conduct reviews to identify potential exceptions to client onboarding policies and procedures
- Assisting in developing and designing new controls & processes within first line.
Skills Required
- Bachelors degree with 2 to 4 years of relevant financial industry experience; experience with KYC and anti-financial crimes related regulatory requirements and/or Investment Banking and Capital Markets products a plus
- Strong business and analytical skills and ability to demonstrate sound judgment
- Strong verbal and written communication skills
- Collaborative attitude with ability to interact with stakeholders of varying seniority
- Goal oriented follows through on tasks remediation and implementation
- Strong organizational skills and ability to handle the coordination of multiple priorities
WHAT YOU CAN EXPECT FROM MORGAN STANLEY:
We are committed to maintaining the first-class service and high standard of excellence that have defined Morgan Stanley for over 89 years. Our values - putting clients first doing the right thing leading with exceptional ideas committing to diversity and inclusion and giving back - arent just beliefs they guide the decisions we make every day to do whats best for our clients communities and more than 80000 employees in 1200 offices across 42 countries. At Morgan Stanley youll find an opportunity to work alongside the best and the brightest in an environment where you are supported and empowered. Our teams are relentless collaborators and creative thinkers fueled by their diverse backgrounds and experiences. We are proud to support our employees and their families at every point along their work-life journey offering some of the most attractive and comprehensive employee benefits and perks in the industry. Theres also ample opportunity to move about the business for those who show passion and grit in their work.
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Morgan Stanley is an equal opportunities employer. We work to provide a supportive and inclusive environment where all individuals can maximize their full potential. Our skilled and creative workforce is comprised of individuals drawn from a broad cross section of the global communities in which we operate and who reflect a variety of backgrounds talents perspectives and experiences. Our strong commitment to a culture of inclusion is evident through our constant focus on recruiting developing and advancing individuals based on their skills and talents.
Required Experience:
IC
Employment Type
Full-Time
