Associate Manager - Legal
Associate Manager - Legal
Posted on :
25-07-2025
Employer Active
1 Vacancy
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Job Description
Position Overview
We are seeking a proactive and experienced Associate Manager Legal to join our team. The candidate will manage legal matters at the stockbroker level while overseeing group-wide legal activities. This role is pivotal in supporting the groups strategic expansion into new domains within the broader financial services sector.
Key Responsibilities
1. Contract Management
- Manage the entire contract lifecycle in timely manner including drafting reviewing and negotiating contracts to ensure alignment with legal standards organizational objectives and risk mitigation practices. Drive the digitization of contracts and SOPs to streamline contract processes across initiation approval execution storage and renewals. Collaborate with internal stakeholders to meet contractual obligations address disputes and ensure
compliance with regulatory requirements (e.g. SEBI IRDAI RBI guidelines etc.)
- Monitor and mitigate contract-related risks provide performance reports and conduct training sessions for internal teams to ensure awareness and compliance. Continuously recommend process improvements and stay updated on regulatory changes and industry best practices to enhance contract management operations
2. Legal Advisory
- Develop and oversee a comprehensive compliance framework in line with financial regulations
- Draft / negotiate contracts ensuring alignment with regulatory /industry standards
3. Policy Implementation and Development
- Establish compliance policies SOPs and procedures addressing regulatory requirements AML/ KYC requirements data privacy etc
- Manage ongoing audits compliance checks and regulatory updates
- Regularly update policies to reflect regulatory changes ensuring smooth integration into daily operations
4. Cross-Functional Collaboration and Training
- Work with product tech and operations teams to ensure compliance integration across products and services
- Develop and deliver compliance training programs to increase team awareness of regulations and policies
- Advise internal teams on compliance considerations for new products and initiatives
Key Qualifications
Education & Experience:
- Bachelors degree in law (LLB) with preferred ICSI membership; additional certifications in regulatory compliance AML/KYC or data protection are advantageous.
- 6-10 years in legal role with 3-5 years in regulatory liaison ideally within BFSI or litigation.
- Background in dispute resolution and interaction with police officials is a plus.
Skills:
- Knowledge in BFSI regulations contract negotiation compliance management and regulatory filings.
- Strong policy and contract drafting abilities audit risk management and early-stage compliance experience.
- Excellent communication organizational and leadership skills with a proactive
entrepreneurial approach.
Psst tips on how you can beat the competition:
If you can showcase your abilities to:
Be self-driven / quick starter
Have an ownership mindset
Aggressively drive and deliver results
If you fit the above description we would love to connect with you! APPLY NOWA basic requirement but one that many forget: Make sure you go through our website download our app and give us feedback!
Required Experience:
Manager
Employment Type
Full-Time
Key Skills
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