Compliance Associate - Data Compliance
Compliance Associate - Data Compliance
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Salary Not Disclosed
1 Vacancy
Job Description
A Career with Point72s Compliance Department
The Point72 Compliance department is an industry-leading team of compliance professionals who support global investment and trading activities by establishing and enforcing the firms compliance policies providing real-time advice and conducting pre- and post-trade surveillance. Our team is essential to Point72s success and we provide mentorship a growth path and the opportunity for a long-term career with us.
What youll do
- Provide advisory compliance and legal support to the firms research and data initiatives across all investment strategies with particular focus on data software and advancing technological solutions
- Conduct due diligence reviews of potential data providers and software solutions including but not limited to applicable compliance policies; usage rights; authorization to sell license or share the data; and compliance with applicable federal and state laws
- Prepare due diligence memoranda
- Conduct diligence reviews of automated open-source program requests and document accordingly
- Provide compliance support and monitor research centric for discretionary investment proprietary research and quantitative investment strategy teams
- Negotiate data and research provider contracts
- Draft enhance and implement compliance best practices
- Collaborate internally with the broader Compliance department
- Advise key stakeholders and management on applicable regulatory developments and case law and help draft and refine policies and training as required
- Assist with ad hoc legal and compliance issues special projects and strategic initiatives
Whats required
- 1-3 years of compliance experience in the financial services industry
- Juris Doctorate degree from an accredited law school and bar membership
- Strong verbal and written communication skills
- Strong analytical problem-solving planning and organizational skills
- Attention to detail and the ability to handle multiple tasks simultaneously
- Commitment to the highest ethical standards
We take care of our people
We invest in our people their careers their health and their well-being. When you work here we provide:
- Fully-paid health care benefits
- Generous parental and family leave policies
- Volunteer opportunities
- Support for employee-led affinity groups representing women people of color and the LGBTQ community
- Mental and physical wellness programs
- Tuition assistance
- A 401(k) savings program with an employer match and more
About Point72
Point72 is a leading global alternative investment firm led by Steven A. Cohen. Building on more than 30 years of investing experience Point72 seeks to deliver superior returns for its investors through fundamental and systematic investing strategies across asset classes and geographies. We aim to attract and retain the industrys brightest talent by cultivating an investor-led culture and committing to our peoples long-term growth. For more information visit annual base salary range for this role is $125000-$175000 (USD) which does not include discretionary bonus compensation or our comprehensive benefits package. Actual compensation offered to the successful candidate may vary from posted hiring range based upon geographic location work experience education and/or skill level among other things.
Required Experience:
IC
Employment Type
Full Time
