Compliance Associate, Financial Regulatory Affairs
Compliance Associate, Financial Regulatory Affairs
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$ 74200 - 126200
1 Vacancy
Job Description
About Northern Trust:
Northern Trust a Fortune 500 company is a globally recognized award-winning financial institution that has been in continuous operation since 1889.
Northern Trust is proud to provide innovative financial services and guidance to the worlds most successful individuals families and institutions by remaining true to our enduring principles of service expertise and integrity. With more than 130 years of financial experience and over 22000 partners we serve the worlds most sophisticated clients using leading technology and exceptional service.
Compliance Associate Financial Regulatory Affairs
The Associate will assist with the execution of enterprise-wide initiative focused on regulatory compliance and risk compliance and governance. This individual supports key compliance efforts including tracking rules risks and related policies and standards.
The Associate will work within the new formed Global Regulatory Affairs Office (GRAO) role and report into the Compliance Governance and Policy Manager.
The key responsibilities of the role include:
Responsible for supporting the definition and supporting the execution for the Governance and Policy workstreams for compliance risk.
Support Second Line of Defense (2LOD) compliance risk management to develop and maintain governance oversight of issues of non-compliance including escalation to the Global Enterprise Risk Committee.
Work closely with Risk Compliance Legal and the First Line of Defense (1LOD) subject matter experts.
Work with Risk and Compliance subject matter experts to execute policy updates and committee governance processes.
Timely escalate and relentlessly pursue resolution of any roadblocks with a clear end-to-end ownership mindset.
Help shape best practices standards and toolkit and strengthen our capabilities around compliance risk.
Skills/Experience:
Understanding of regulatory compliance and risk related matters.
Demonstrated experience in governance and policy execution.
Great skills across communication (written and verbal) to foster excellent working relationships with internal stakeholders.
Comfortable taking the initiative but also capable of recognizing complex problems and comfortable bringing questions to management.
Strong problem-solving skills organizational skills and time management skills.
Proficiency in Microsoft Word Excel and PowerPoint.
Knowledge of Governance Risk & Compliance solutions such as Service Now preferred.
#LI-MG1
#Hybrid
Salary Range:
$74200 - 126200 USDSalary range is a good faith estimate of base pay. Northern Trust provides a comprehensive benefits package including retirement benefits (401k and pension) health and welfare benefits (medical dental vision spending accounts and disability) paid time off parental and caregiver leave life & accident insurance and other voluntary and well-being benefits. Northern Trust also provides a discretionary bonus program that may include an equity component.
Working with Us:
As a Northern Trust partner greater achievements await. You will be part of a flexible and collaborative work culture in an organization where financial strength and stability is an asset that emboldens us to explore new ideas.
Movement within the organization is encouraged senior leaders are accessible and you can take pride in working for a company committed to assisting the communities we serve!Join a workplace with a greater purpose.
Wed love to learn more about how your interests and experience could be a fit with one of the worlds most admired and sustainable companies! Build your career with us andapply today.#MadeForGreater
Reasonable accommodation
Northern Trust is committed to working with and providing reasonable accommodations to individuals with disabilities. If you need a reasonable accommodation for any part of the employment process please email our HR Service Center at .
We hope youre excited about the role and the opportunity to work with us. We value an inclusive workplace and understand flexibility means different things to different people.
Apply today and talk to us about your flexible working requirements and together we can achieve greater.
Required Experience:
IC
Employment Type
Full-Time
