Compliance Manager - Investment Risk
Compliance Manager - Investment Risk
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$ 95000 - 120000
1 Vacancy
Job Description
Location:
4900 Tiedeman Road Brooklyn OhioAbout the Job
The Investment Risk Compliance Manager plays a critical role in independently measuring monitoring and assessing risks across investment activities. This position ensures effective risk oversight by providing credible challenge identifying emerging issues and escalating concerns to senior management when necessary.
Working within the Compliance Risk Management organization you will oversee the risk management of a diverse range of investment productsincluding equities fixed income alternative funds and managed solutionsoffered by Key Private Bank.
As part of theKPB Wealth Compliance team you will work closely with line of business partners and research analysts in the Chief Investment Office to:
- Develop and maintain a deep understanding of fund and portfolio risk profiles
- Enhance and innovate risk oversight frameworks and methodologies
- Ensure compliance with internal policies and regulatory expectations
- Conduct targeted reviews and deep dives into emerging risk areas and their potential impact on the business
Essential Functions
- Oversee investment risk for third-party equity fixed income and liquid alternative fund managers including specialized solutions and separately managed accounts.
- Utilize industry-standard tools (e.g. FactSet Morningstar Bloomberg) to analyze investment risks and challenge assumptions.
- Independently conduct monitoring reviews of equity and fixed income funds presented by the Chief Investment Office.
- Identify assess and monitor investment risks providing credible challenge and escalating key issues to senior management.
- Partner with investment and risk teams to maintain a deep understanding of fund and portfolio risk profiles.
- Enhance and innovate risk oversight processes to ensure compliance with investment liquidity and counterparty risk policies.
- Perform deep-dive analyses on emerging risk areas and evaluate their potential impact on the business.
- Assist in other Compliance Risk tasks across the Compliance Risk Management Space as needed.
- Participate and lead formal testing/monitoring
Required Qualifications
- Bachelors degree in Finance Economics Risk Management or a related field
- Minimum of 5 years of experience in investment risk compliance or asset management
- Strong understanding of investment products including mutual funds SMAs and alternative investments
- Proficiency with risk and research tools such as FactSet Bloomberg and Morningstar
- Demonstrated ability to independently assess risk and provide credible challenge
- Excellent analytical problem-solving and communication skills
- Strong attention to detail and ability to manage multiple priorities in a fast-paced environment
Preferred Qualifications
- Advanced degree (MBA MS Finance etc.) or professional certifications (e.g. CFA FRM)
- CFIRS or other like certifications
- Experience working in a private bank or wealth management environment
- Familiarity with regulatory requirements related to investment risk and compliance
COMPENSATION AND BENEFITS
This position is eligible to earn a base salary in the range of $95000 to $120000 annually depending on location and job-related factors such as level of experience. Compensation for this role also includes eligibility for short-term incentive compensation and deferred incentive compensation subject to individual and company performance.
Please click here for a list of benefits for which this position is eligible.
Key has implemented a role-based Mobile by Design approach to our employee workspaces dedicating space to those whose roles require specific workspaces while providing flexible options for roles which are less dependent on assigned workspaces and can be performed effectively in a mobile environment. As a result this role may be Mobile or Home-based which means you may work primarily either at a home office or in a Key facility to perform your job duties.
Job Posting Expiration Date: 08/10/2025 KeyCorp is an Equal Opportunity Employer committed to sustaining an inclusive culture. All qualified applicants will receive consideration for employment without regard to race color religion sex sexual orientation gender identity national origin disability or veteran status.Qualified individuals with disabilities or disabled veterans who are unable or limited in their ability to apply on this site may request reasonable accommodations by emailing
#LI-Remote
Required Experience:
Manager
Employment Type
Full-Time
