Manager, Portfolio Compliance Team
Manager, Portfolio Compliance Team
Posted on :
05-07-2025
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1 Vacancy
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Job Description
Manager Portfolio Compliance
Connor Clark & Lunn Financial Group
Toronto ON
As the Manager of our Portfolio Compliance Team you will play a vital role in overseeing and enhancing our compliance processes ensuring adherence to regulations and managing a team of compliance analysts. This position offers an exciting opportunity to shape and drive compliance strategy while working closely with key stakeholders across the organization to mitigate risks and promote operational excellence.
What You Will Do
- Oversight of the day-to-day functions of the team including compliance test setup compliance monitoring and compliance reporting. Compliance rules are developed in Charles River and are derived from client mandates global regulations firm-wide guidelines and industry best practices
- Managing and providing guidance instruction and direction to compliance analysts on the team including hiring training performance reviews and goal setting
- Implementing maintaining and continuously improving portfolio compliance-related procedures and controls
- Collaborating with various business groups within the company (portfolio management operations legal) and working with them to develop new compliance initiatives
- Promote a risk-intelligent mindset within the Portfolio Compliance team and throughout the company
- Support the management team on strategic initiatives and development of the company and team
- Taking a lead role in projects that vary in scope and size
What You Bring
- Effective written and verbal communication
- Ability to think critically analyze situations and develop solutions focused on efficiency and improving existing processes
- CFA is preferred but not a requirement
- 3 years of line management experience
- A tech leaning mindset with experience of using systems such as Bloomberg Excel Charles River MS365 and Power BI
About Connor Clark & Lunn Financial Group
At Connor Clark & Lunn Financial Group we understand the value of opportunity for our clients and our team. Independent and employee-owned we partner with investment professionals to grow successful asset management businesses giving them the space to innovate and truly make an impact.
At Connor Clark & Lunn Financial Group we understand the value of opportunity for our clients and our team. Independent and employee-owned we partner with investment professionals to grow successful asset management businesses giving them the space to innovate and truly make an impact.
With more than 40 years of history and offices across Canada and in the US the UK and India CC&L Financial Group and our multi-boutique family of affiliate firms collectively manage over $142 billion in assets providing a diverse range of traditional and alternative investment products and solutions to institutional high-net-worth and retail clients.
For a closer look at how you can build your career with us we invite you to explore .
Required Experience:
Manager
Employment Type
Full Time
Key Skills
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