DescriptionJoin our dynamic and growing team in Internal Audit and get an opportunity to work with multiple line of business.
Job summary:
As a Commercial Investment Banking Audit Vice President within the Audit team you will develop and execute the annual audit plan manage audit engagements oversee and perform audit testing and participate in applicable control and governance forums.
Job Responsibilities
- Lead and participate on audit engagements from planning to reporting and produce quality deliverables to both department and professional standards while ensuring audits are completed timely and within budget
- Work closely with global Audit colleagues in the early identification of emerging control issues and report them in a timely manner to Audit management and business stakeholders
- Recognize the confidential nature of Internal Audit communications and access to information; exercise discipline in protecting the confidentiality and security of information in accordance with firm policy
- Partner with stakeholders business management other control groups (i.e. risk management compliance fraud prevention) external auditors and regulators establishing strong working relationships while maintaining independence
- Finalize audit findings and use judgment to provide an overall opinion on the control environment by developing recommendations to strengthen internal controls and communicate audit findings to management and identify opportunities for improvement in the design and effectiveness of key controls
- Implement and execute an effective program of continuous auditing for assigned areas including monitoring of key metrics to identify control issues and adverse trends
- Stay up-to-date with evolving industry/regulatory changes impacting the business and participate in appropriate control forums
- Champion a culture of innovation and follow the firms How We Do Business Principles
- Find ways to drive efficiency with existing technical infrastructure through automation while embracing the innovative opportunities offered by new technologies
Required qualifications capabilities and skills
- Minimum 7 years of internal or external auditing experience or relevant business experience
- Bachelors degree (or relevant financial services experience) required
- Experience with internal audit methodology and applying concepts in audit delivery and execution
- Solid understanding of internal control concepts with the ability to evaluate and determine the adequacy of controls by considering business and technology risks in an integrated manner
- Excellent written verbal and presentation skills; adept at presenting complex and sensitive issues to senior management
- Strong interpersonal and influencing skills with the ability to establish credibility and build partnerships with senior business and control partners
- Strong analytical skills particularly in regard to assessing the probability and impact of an internal control weakness
- Enthusiastic and self-motivated with a keen interest in learning; effective under pressure and willing to take personal responsibility/accountability
- Flexible to changing business priorities and ability to multitask in a constantly changing environment
- Willing to travel as needed
Preferred qualifications capabilities and skills
- CPA CIA and/or Advanced Degree in Finance or Accounting is preferred
Required Experience:
Chief