Advisor Transitions Specialist
Advisor Transitions Specialist
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$ 57810 - 86715
1 Vacancy
Job Description
Guardian life is seeking an Advisor Transitions Specialist who will be a critical part of a team that supports the growth of our firm.
You are
A team player with the ability to work effectively across functions to deliver successful results
A relationship builder who is comfortable engaging with internal and external partners including financial professionals general agents and senior management
Excellent with time management and have strong organizational skills
Interested in financial advisor recruiting
An effective communicator with the ability to tailor the conversation to your audience
Experienced with direct transfer agents and custodians
You will
Manage all aspects of the complex process of transitioning a wealth management advisor
Collaborate across teams to deliver seamless and world class transition support experience
Support the account opening and transfer of client investment accounts
Actively communicate with general agency and home office personnel
Field inquiries related to transition and broker dealer acclimation
Advocate for & teach colleagues agency partners and financial advisors
Perform comprehensive tracking and data analytics
Support Quality Assurance program by reviewing processed items reporting outcome and training according to documented procedures
Support operational tasks related to New Accounts and Maintenance items within several platforms
Effectively lead and/or collaborate on department projects and ongoing recruitment strategy
You have
3-5 years of broker-dealer operations or service experience
Ability to create strong working relationships with senior leaders peers colleagues and agency partners
Strong knowledge of Microsoft Office
Deep understanding of account opening and transfers
Knowledge of Pershing NetX360 Envestnet Charles Schwab and Fidelity Wealthscape preferred
Strong technology aptitude
Excellent leadership and analytical skills
Strong desire to help resolve complex issues
Ability to simultaneously manage multiple processes or functions
Series 6 or 7 and 63 65 or 66 preferred
Salary Range:
$57810.00 - $86715.00The salary range reflected above is a good faith estimate of base pay for the primary location of the position. The salary for this position ultimately will be determined based on the education experience knowledge and abilities of the successful candidate. In addition to salary this role may also be eligible for annual sales or other incentive compensation.
Our Promise
At Guardian youll have the support and flexibility to achieve your professional and personal goals. Through skill-building leadership development and philanthropic opportunities we provide opportunities to build communities and grow your career surrounded by diverse colleagues with high ethical standards.
Inspire Well-Being
As part of Guardians Purpose to inspire well-being we are committed to offering contemporary supportive flexible and inclusive benefits and resources to our colleagues. Explore our company benefits at apply to full-time eligible employees. Interns are not eligible for most Company benefits.
Equal Employment Opportunity
Guardian is an equal opportunity employer. All qualified applicants will be considered for employment without regard to age race color creed religion sex affectional or sexual orientation national origin ancestry marital status disability military or veteran status or any other classification protected by applicable law.
Accommodations
Guardian is committed to providing access equal opportunity and reasonable accommodation for individuals with disabilities in employment its services programs and activities.Guardian also provides reasonable accommodations to qualified job applicants (and employees) to accommodate the individuals known limitations related to pregnancy childbirth or related medical conditions unless doing so would create an undue hardship. If reasonable accommodation is needed to participate in the job application or interview process to perform essential job functions and/or to receive other benefits and privileges of employment please contact .
Current Guardian Colleagues: Please apply through the internal Jobs Hub in Workday.
Required Experience:
Unclear Seniority
Employment Type
Full-Time
