Global Financial Crimes - Quality Assurance Analyst
Global Financial Crimes - Quality Assurance Analyst
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Job Description
Do you want your voice heard and your actions to count
Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG) one of the worlds leading financial groups. Across the globe were 120000 colleagues striving to make a difference for every client organization and community we serve. We stand for our values building long-term relationships serving society and fostering shared and sustainable growth for a better world.
With a vision to be the worlds most trusted financial group its part of our culture to put people first listen to new and diverse ideas and collaborate toward greater innovation speed and agility. This means investing in talent technologies and tools that empower you to own your career.
Join MUFG where being inspired is expected and making a meaningful impact is rewarded.
The selected colleague will work at an MUFG office or client sites four days per week and work remotely one day. A member of our recruitment team will provide more details.The Americas Global Financial Crimes Division (GFCD) Quality Assurance (QA) team in Tempe Arizona is part of GFCD headquartered in New York. GFCD works to ensure that our organization conducts its business such that we protect our reputation our business and our clients within the regulatory and legal framework. It is responsible for the establishment and maintenance of effective systems and controls to protect clients assets and to mitigate the risk that MUFG might be used to further financial crime.
GFCD QA organizationally resides within the Global Financial Crimes Compliance (FCC) Program Management department and is responsible for driving QA standardization and consistency in both the first and second lines of defense through setting minimum QA standards providing technical advisory discharging oversight and governance and building an effective QA execution capability.
Qualifications
The individual will be responsible for completing FCC QA reviews. The team carries out QA reviews across the FCC control processes in the Americas.
As a QA Reviewer in the Americas GFCD QA you work on a team that contributes to the operation of the financial crime compliance framework. Thus your responsibilities and accountabilities include but are not limited to completing and overseeing the QA program in a business as usual environment to mitigate the financial crime risks
Working in a team of FCC Quality Assurance reviewers performing QA reviews over FCC control process in MUFG entities in the Americas Region to determine whether the outputs meet the established quality objectives set out within the Global FCC QA Methodology. In this role you will be:
Ensuring that the results of the QA reviews relating to FCC control processes are communicated to the appropriate parties and are addressed in a timely manner.
Assisting with the maintenance of written QA procedures for conducting QA reviews in accordance with the Global FCC QA Methodology.
Supporting the implementation of a coordinated consistent and risk-based QA program.
Escalating errors and exceptions identified during QA reviews in accordance with the GFCD Escalation and Issues Management Standard and the validation of action plans to address QA findings.
Supporting the coordination with Regional Issues Management to monitor and track the resolution of QA identified issues and action plans.
Supporting general compliance activities and other duties including special projects as assigned
Experience
0-3 years of experience in the following:
Experience within the financial crimes area of a global bank consulting firm or regulatory agency.
Experience in Financial Crime Compliance or Regulatory Compliance: Quality Control/Assurance Function; Testing Function and/or Internal/External Audit Function.
Experience in a Quality Control/Assurance; Compliance Testing/monitoring and/or Audit Function
Experience with managing stakeholder relationships within the local function/role.
Knowledge of Financial Crimes Compliance laws and regulations.
Experience in drafting designing and executing QA Reviews in accordance with Global Policies Standards and/or Procedures.
Education
Degree or equivalent industry standard qualification.
The typical base pay range for this role is between $71k-$89k depending on job-related knowledge skills experience and location. This role may also be eligible for certain discretionary performance-based bonus and/or incentive compensation. Additionally our Total Rewards program provides colleagues with a competitive benefits package (in accordance with the eligibility requirements and respective terms of each) that includes comprehensive health and wellness benefits retirement plans educational assistance and training programs income replacement for qualified employees with disabilities paid maternity and parental bonding leave and paid vacation sick days and holidays. For more information on our Total Rewards package please click the link below.
We will consider for employment all qualified applicants including those with criminal histories in a manner consistent with the requirements of applicable state and local laws (including (i) the San Francisco Fair Chance Ordinance (ii) the City of Los Angeles Fair Chance Initiative for Hiring Ordinance (iii) the Los Angeles County Fair Chance Ordinance and (iv) the California Fair Chance Act) to the extent that (a) an applicant is not subject to a statutory disqualification pursuant to Section 3(a)(39) of the Securities and Exchange Act of 1934 or Section 8a(2) or 8a(3) of the Commodity Exchange Act and (b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major responsibilities listed above are the material job duties of this role for which the Company reasonably believes that criminal history may have a direct adverse and negative relationship potentially resulting in the withdrawal of conditional offer of employment if any.The above statements are intended to describe the general nature and level of work being performed. They are not intended to be construed as an exhaustive list of all responsibilities duties and skills required of personnel so classified.We are proud to be an Equal Opportunity Employer and committed to leveraging the diverse backgrounds perspectives and experience of our workforce to create opportunities for our colleagues and our business. We do not discriminate on the basis of race color national origin religion gender expression gender identity sex age ancestry marital status protected veteran and military status disability medical condition sexual orientation genetic information or any other status of an individual or that individuals associates or relatives that is protected under applicable federal state or local law.Required Experience:
Exec
Employment Type
Full-Time
