Regulatory Operations Business Analyst
Regulatory Operations Business Analyst
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Job Description
Overview
Connecting clients to markets and talent to opportunity
With 4300 employees and over 400000 retail and institutional clients from more than 80 offices spread across five continents were a Fortune-100 Nasdaq-listed provider connecting clients to the global markets focusing on innovation human connection and providing world-class products and services to all types of investors.
At StoneX we offer you the opportunity to be part of an institutional-grade financial services network that connects companies organizations and investors to the global markets ecosystem. As a team member youll benefit from our unique blend of digital platforms comprehensive clearing and execution services personalized high-touch support and deep industry expertise. Elevate your career with us and make a significant impact in the world of global finance.
Business Segment Overview:With boots on the ground authenticity at the heart of everything we do our comprehensive array of commercial products and services enable you to work directly with our clients across hedging risk management execution and clearing OTC products commodity finance and more.
Responsibilities
Position Purpose:We are seeking a Regulatory Reporting Business Analyst to join our team and support the analysis implementation and maintenance of global transaction reporting obligations. This role requires deep expertise in regulatory reporting frameworks such as EMIR MiFID II SFTR and CFTC reporting along with a strong understanding of financial products and data management. As a Regulatory Reporting Business Analyst you will play a crucial role in ensuring regulatory compliance and data accuracy by closely collaborating with multiple internal departments including software development teams regulatory operations team and compliance team.
Primary duties will include:
- Analyze and interpret complex transaction reporting requirements across multiple regulatory frameworks (EMIR MiFID SFTR CFTC etc.) with focus on field population data transformation and validation rules
- Develop and maintain comprehensive data mapping documentation and data lineage diagrams tracking data flows and transformations across various systems and products
- Drive end-to-end investigation efforts to identify root causes and implement solutions for transaction reporting discrepancies and data quality issues
- Lead User Acceptance Testing (UAT) initiatives by creating detailed test cases coordinating with development teams and collaborating with other business analysts to ensure quality deliverables
- Coordinate cross-functionally with Operations Technology and Compliance teams to ensure successful implementation of regulatory reporting requirements across all regimes
- Monitor regulatory changes and assess their impact on existing reporting processes providing recommendations for necessary system or process modifications
- Provide training and guidance to business users on regulatory reporting requirements and processes
- Review and validate third-party vendor solutions for regulatory reporting ensuring they meet business requirements and compliance standards
Qualifications
To land this role you will need:
- 3-5years of experience as a business analyst data analyst or quality analyst role associated with transaction reporting
- Financial product knowledge (EQ FI COMM IR FX) including detailed understanding of trade/transaction lifecycles and regulatory requirements
- Deep understanding of global transaction reporting regulations particularly MIFID EMIR SFTR and CFTC
- Experience in data mapping and data lineage documentation
- Strong analytical and problem-solving skills with attention to detail
What makes you stand out:
- Experience with SQL queries store procedures and XML data formats
- Experience with data visualization tools
- Ability to work autonomously with minimum supervision
Required Experience:
IC
Employment Type
Full-Time
