Regulatory Compliance Analyst
Regulatory Compliance Analyst
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Job Description
About us
Hamilton court FX is the UKs largest privately owned foreign exchange specialist. With offices in London Milan and Madrid we enable businesses and financial institutions in the UK and Europe to manage the currency risks associated with doing business globally.
Founded in 2011 and headquartered in London we are growing our regional teams and our global footprint to deliver our world-class service in order to help more businesses thrive.
About the role
The Regulatory Compliance Analyst will report to the Head of Regulatory Compliance and will work in a team of four playing an important part of the compliance oversight for HCFX. Experience in FX and Payment Services products from small to mid-sized brokerage is preferred.
Key responsibilities
As a Regulatory Compliance Analyst you will be responsible for:
- Performing horizon monitoring to ensure HCFX are aware of and well prepared for upcoming legislative changes
- Creating new policies and procedures where required following new regulations
- Ensuring existing policies and procedures are reviewed and updated
- Providing compliance guidance and advice to the firms staff in relation to Compliance matters
- Supporting the team with on-going projects ad-hoc requests and administration
- Conducting second line monitoring activities
- Preparing and delivering training to the business when required
- Assisting in producing Management Information (MI)
- Assisting the Head of Regulatory Compliance with all of the firms regulatory requirements under SMCR.
Our office is in Central London and this role is office based.
Essential experience & skills
We want to set you up for success and we believe these experiences and skills will help you thrive in this role:
- 2 years experience in a regulatory compliance based role in the financial services sector (preferably in a small to mid-sized brokerage)
- A good knowledge and understanding of MIFID 2 EMIR PSD SMCR
- Excellent communication skills
- Proven ability of working to tight deadlines through an ability to prioritise and manage workloads.
Apply now and join HCFX Team!
HCFX is a lively place to work and we combine an interesting role with great benefits that promote the health and well-being of our staff. Our team benefits from things like an enhanced pension and medical cash plans plus a range of flexible benefits to choose from to suit your lifestyle like Hello Fresh deliveries private medical insurance travel voucher or gym membership.
Employment Type
Full Time
