Non-Depository and Securities Compliance Examiner 1
Non-Depository and Securities Compliance Examiner 1
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$ 50836 - 77321
1 Vacancy
Job Description
THE POSITION
Are you looking for a chance to utilize your financial and investigative skills The Department of Banking and Securities (DoBS) is eager to welcome an ambitious and detailoriented NonDepository and Securities Compliance Examiner 1 to the team. In this beginning level position you will beidentifying and investigating issues and violations by licensees and nonlicensees and recommending corrective or enforcement actions. Apply today to join our forwardlooking agency that effectively regulates informs and protects to ensure integrity in an everchanging financial services industry!
DESCRIPTION OF WORK
In this role you will meet with supervisory staff to discuss situations brought to the Compliance Office to determine if a violation of law is present. A variety of situations may be brought to the office by referrals from Licensing or Examinations consumer complaints or internal research. Work involves collaborating with staff to recommend appropriate action against entities determined to be in violation of the laws which the Compliance Office is responsible for enforcing and initiating such actions. Effective communication is a key aspect of this position as you will be answering telephone inquiries as well as referring callers to the appropriate party.
You may be asking yourself why should I work at DoBS The answer is simple we place a high value on employee satisfaction and development to ensure a vibrant motivated workforce. We also offer:
- Stable and supportive work environment
- Networking opportunities
- Tuition reimbursement
- Onthejob training
- Professional development
Interested in learning more Additional details regarding this position can be found in theposition description.
Work Schedule and Additional Information:
- Fulltime employment
- Work hours are 8:30 AM to 5:00 PM Monday Friday with a 60minute lunch.
- Telework:You may have the opportunity to work from home (telework) fulltime. In order to telework you must have a securely configured highspeed internet connection and work from an approved location inside Pennsylvania. If you are unable to telework you will have the option to report to the headquarters office in Harrisburg.
- Salary:Selected candidates who are new to employment with the Commonwealth of Pennsylvania will begin employment at the starting annual salary of $50836.00 (before taxes).
- You will receive further communication regarding this position via email. Check your email including spam/junk folders for these notices.
REQUIRED EXPERIENCE TRAINING & ELIGIBILITY
QUALIFICATIONS
Minimum Experience and Training Requirements:
- A bachelors degree including or supplemented by nine credits in accounting finance economics or a closely related field; or
- An equivalent combination of experience and training that includes nine college credits in accounting finance economics or a closely related field.
- Applicants will be considered to have met the educational requirements once they are within 3 months of graduating with a qualifying degree/credits.
Other Requirements:
- You must possess and maintain a REAL ID or passport for this position. Proof of possession will be needed at the time of a conditional offer of employment.
- You must meet the PA residency requirement. For more information on ways to meet PA residency requirements follow the link and click on Residency.
- You must be able to perform essential job functions.
How to Apply:
- Resumes cover letters and similar documents will not be reviewed and the information contained therein will not be considered for the purposes of determining your eligibility for the position. Information to support your eligibility for the position must be provided on the application (i.e. relevant detailed experience/education).
- If you are claiming education in your answers to the supplemental application questions you must attach a copy of your college transcripts for your claim to be accepted toward meeting the minimum requirements. Unofficial transcripts are acceptable.
- Your application must be submitted by the posting closing date.Late applications and other required materials will not be accepted.
- Failure to comply with the above application requirements may eliminate you from consideration for this position.
Veterans:
- Pennsylvania law (51 Pa. C.S. 7103) provides employment preference for qualified veterans for appointment to many state and local government jobs. To learn more about employment preferences for veterans go to and click the Veterans Preference tab or contact us at.
Telecommunications Relay Service (TRS):
- 711 (hearing and speech disabilities or other individuals).
If you are contacted for an interview and need accommodations due to a disability please discuss your request for accommodations with the interviewer in advance of your interview date.
The Commonwealth is an equal employment opportunity employer and is committed to a diverse workforce. The Commonwealth values inclusion as we seek to recruit develop and retain the most qualified people to serve the citizens of Pennsylvania. The Commonwealth does not discriminate on the basis of race color religious creed ancestry union membership age gender sexual orientation gender identity or expression national origin AIDS or HIV status disability or any other categories protected by applicable federal or state law. All diverse candidates are encouraged to apply.
EXAMINATION INFORMATION
- Completing the application including all supplemental questions serves as your exam for this position. No additional exam is required at a test center (also referred to as a written exam).
- Your score is based on the detailed information you provide on your application and in response to the supplemental questions.
- Your score is valid for this specific posting only.
- You must provide complete and accurate information or:
- your score may be lower than deserved.
- you may be disqualified.
- You may only apply/test once for this posting.
- Your results will be provided via email.
Employment Type
Full-Time
