Legal Entity Control Manager - Senior Associate
Legal Entity Control Manager - Senior Associate
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Job Description
JPMorgan Securities LLC (JPMS LLC) is a licensed brokerdealer and investment adviser registered with the SEC and FINRA. It is also a Municipal Securities Dealer Futures Commission Merchant Commodity Pool Operator and registered as a swap dealer and SecurityBased Swap Dealer. JPMS LLC conducts investment banking and securities and futures business specializing in a wide range of financial products for clients worldwide.
Join JPMS LLC a leader in global financial services and play a pivotal role in shaping our control environment. As a Legal Entity Control Manager youll have the opportunity to collaborate with senior stakeholders and drive compliance initiatives that impact our business worldwide.
As a Legal Entity Control Manager within the JPMS LLC Control Management team you will support the LE Oversight and Control governance framework. You will partner with Lines of Business (LOBs) and Functional groups to gather data develop risk views and conduct annual LE Risk Assessments. Your role involves driving compliance with regulations highlighting control weaknesses and managing audits and regulatory requirements.
Job Responsibilities:
- Serve as a key integration point to ensure collaboration between stakeholders across LOBs and Functional groups.
- Execute processes supporting LE Operational Risk and Control Governance and facilitate the LLC Control Forum.
- Develop maintain and produce LE metrics and manage reporting on Operational & Compliance risk.
- Organize meetings and scorecard reporting for centralized analysis of control issues.
- Support LE risk assessment needs and ongoing regulatory obligations.
- Partner with Compliance to manage regulatory relationships and exam management.
- Oversee development and implementation of training materials and communication.
- Perform ongoing analysis of programrelated data and develop adhoc reports.
- Gain exposure to senior stakeholders and support presentation of program updates.
Required Qualifications Capabilities and Skills:
- Bachelors degree in business accounting or equivalent experience.
- Ability to work across LOBs and functions at a senior level meeting deadlines and delivering highquality work.
- Experience in financial services with a background in controls audit quality assurance operational risk management or compliance.
- Excellent verbal and written communication skills relationshipbuilding and influencing skills.
- High proficiency with PowerPoint/PitchPro and Macro.
Preferred Qualifications Capabilities and Skills:
- Familiarity with markets products and processes.
- Experience engaging with senior management and challenging stakeholders when necessary.
- Ability to execute on multiple competing priorities within tight time frames.
Required Experience:
Manager
Employment Type
Full-Time
