Quality Assurance Compliance Associate
Quality Assurance Compliance Associate
Employer Active
Job Alert
You will be updated with latest job alerts via email
Share
Job Alert
You will be updated with latest job alerts via email
Not Disclosed
Salary Not Disclosed
1 Vacancy
Job Description
Tasks Duties
Assist in the development and preparation of AML Compliance Monitoring scripts and other supporting workpaper documents to ensure monitoring sufficiently covers regulatory requirements and business unit activities that are in scope.
Participate in the execution (planning fieldwork and reporting) of assigned AML Compliance Monitoring reviews.
Perform monitoring and complete welldocumented workpapers to effectively assess the control environment and support monitoring results and conclusions.
Prepare draft finding summaries that accurately describe the findings and specify recommendations for implementing control or process improvements.
Document findings and management action plans in accordance with the Global AML Compliance QA Monitoring program.
Participate and perform other functions and special projects as assigned.
Maintain knowledge of and adhere to all applicable internal compliance policies and procedures and other internal policies and procedures applicable to role.
Maintain knowledge of new and changing applicable compliance rules and regulations.
Requirements
1. Education:
Associate s Degree in Business Administration or a related field; or
A lesser degree coupled with commensurate experience in regulatory or antimoney laundering compliance.
2. Experience:
Minimum of two (2) or more years of experience in regulatory or antimoney laundering compliance or audit experience for a financial institution.
Emphasis on regulatory compliance project management customer service complaint resolution and problem solving.
3. Knowledge/Skills:
Knowledgeable of compliance laws rules regulations and procedures.
Ability to communicate at a management level (oral and written) and work well with others in a dynamic team environment.
Demonstrated ability to utilize a consultative approach with Senior Management.
Strong foundational knowledge of operational and control processes within an AML environment.
Ability to positively communicate suggested solutions and alternate outcomes.
Ability to multitask effectively and meet deadlines.
Possess the ability to work independently with minimal direction.
Demonstrated ability to think critically and analyze and communicate complex information to all levels of management and staff.
Advanced skills in Microsoft Office or applicable Google Suite of products.
Licenses/Certifications (preferred not required):
Certified AntiMoney Laundering Specialist (CAMS).
1 to 3 years of experience You have an operational mindset and are constantly looking for ways to streamline processes You have strong critical thinking, problem solving, and decision making skills You re interested in providing best-in-class-service You take pride in your ability to communicate effectively and are able to multitask to meet multiple deadlines You have a basic understanding of Venture Capital, Banking, and Fund Administration You have experience working with accounting and financial data You re interested in working on projects in a fast paced environment
Employment Type
Full Time
