FCU - AML KYC - Manager_Bangalore

Line of Service

Advisory

Industry/Sector

Not Applicable

Specialism

Conduct and Compliance

Management Level

Manager

Job Description & Summary

At PwC our people in risk and compliance focus on maintaining regulatory compliance and managing risks for clients providing advice and solutions. They help organisations navigate complex regulatory landscapes and enhance their internal controls to mitigate risks effectively.

In regulatory risk compliance at PwC you will focus on confirming adherence to regulatory requirements and mitigating risks for clients. You will provide guidance on compliance strategies and help clients navigate complex regulatory landscapes.

Enhancing your leadership style you motivate develop and inspire others to deliver quality. You are responsible for coaching leveraging team members unique strengths and managing performance to deliver on client expectations. With your growing knowledge of how business works you play an important role in identifying opportunities that contribute to the success of our Firm. You are expected to lead with integrity and authenticity articulating our purpose and values in a meaningful way. You embrace technology and innovation to enhance your delivery and encourage others to do the same.

Examples of the skills knowledge and experiences you need to lead and deliver value at this level include but are not limited to:

• Analyse and identify the linkages and interactions between the component parts of an entire system.
• Take ownership of projects ensuring their successful planning budgeting execution and completion.
• Partner with team leadership to ensure collective ownership of quality timelines and deliverables.
• Develop skills outside your comfort zone and encourage others to do the same.
• Effectively mentor others.
• Use the review of work as an opportunity to deepen the expertise of team members.
• Address conflicts or issues engaging in difficult conversations with clients team members and other stakeholders escalating where appropriate.
• Uphold and reinforce professional and technical standards (e.g. refer to specific PwC tax and audit guidance) the Firms code of conduct and independence requirements.

Job Description AML KYC Associate

Competency Risk Consulting (CR&R)

Skill AML KYC

Job Overview

Experience Range: From 9 14 years

Positional Requirement/Responsibilities
End to end KYC knowledge of different sets of clients

Designation Manager
Preferred Knowledge
Review new and existing customer accounts and verify their identities
Assess the risks associated with customers or products
Complete KYC onboarding for the new and preexisting customers (KYC Refresh) by reviewing
client documentation vendor databases and data entered into proprietary
Develop knowledge of AML/BSArelated regulations
Performing data quality review of KYCs for completeness including ensuring all appropriate
information is contained in the KYC to meet all regulatory legal bank and audit
requirements
Other project work assigned within the scope of AML/KYC Business Quality
Perform the required KYC screening on new clients by documenting and corroborating the
information obtained on the client as required by the procedures utilizing a variety of
independent research sources
Analyze Client data documentation and negative news in order to determine the Client Risk
Profile as established under the procedures

Collaborate with the client team worldwide on global requests
Maintain detailed records on clients for secondlevel review
Track and report all documentation breaks
Liaise with Clients Front Office Credit Legal and Operations as necessary as part of the KYC
process

Required Qualifications & Capabilities
Experience in compliance or related position
Familiarity with the firms internal systems and processes or similar processes at other
institutions
Selfstarter capable of working under minimum supervision
Exceptional research and analytical skills with the ability to analyze large amounts of data
decipher higher risk attributes (transactional geographical product customer type etc.)
and
develop wellreasoned recommendations
Proficient in MS Office (Outlook/Word/Excel/PowerPoint)
Strong documentation skills to clearly articulate alert disposition
Adherence to controls and standard
Professional & Educational Background
Bachelors Degree in Commerce Computer Science or equivalent is preferred. A fulltime
masters degree/equivalent is an added bonus.
Additional Information
Collaborating with leadership to deliver client engagements and associated outputs
supporting the team in daytoday client management project management and the
development of highquality client deliverables.
Emphasizing the ability to build solid and collaborative relationships with team members and
also taking initiative to build relationships with client stakeholders.
Excellent written and verbal communication skills

Education (if blank degree and/or field of study not specified)

Degrees/Field of Study required:

Degrees/Field of Study preferred:

Certifications (if blank certifications not specified)

Required Skills

Optional Skills

Accepting Feedback Accepting Feedback Active Listening Analytical Thinking AntiBribery AntiMoney Laundering Compliance Business Ethics Coaching and Feedback Code of Ethics Communication Compliance and Governance Compliance and Standards Compliance Auditing Compliance Frameworks Compliance Program Implementation Compliance Reporting Compliance Review Compliance Risk Assessment Compliance Training Controls Compliance Creativity Cybersecurity Risk Management Data Analysis and Interpretation Data Protection Management (DPM) Disability Support 35 more

Desired Languages (If blank desired languages not specified)

Travel Requirements

Not Specified

Available for Work Visa Sponsorship

No

Government Clearance Required

No

Job Posting End Date