Director, Network Compliance (Advisory)

The Network Compliance Director performs a key risk management role in the second line of defense for Capital Ones network and merchant businesses to help ensure corporate initiatives and business processes comply with applicable laws and regulations. While working within the Compliance Management Program framework the Network Compliance Director is responsible for leading and delivering quality results providing compliance advice to lines of business as a subject matter expert and serving as a beacon of our culture of compliance.

The Compliance Advisor Director supports the line of business by:

• Advising business leaders on regulatory requirements

• Providing guidance on business policies standards and procedures

• Developing and leading department training as appropriate

• Providing compliance advice to senior leaders on complex business projects products and initiatives

• Providing guidance on controls over regulatory requirements and line of business monitoring of those controls

• Reviewing business controls and providing guidance on identified risks

Responsibilities:

• Maintain subject matter expertise in the broader payments industry and applicable laws and regulations

• Provide effective challenge and guidance on compliance risks for the network and merchant businesses through both formal and informal engagements

• Proactively identify trends in business data and advise on network payments compliance risks including emerging external risks

• Partner with compliance testing teams to plan for and develop compliance tests of business activities and review and assess test outcomes

• Develop strong relationships with Business Risk Legal and Audit peers to support the businesss identification and mitigation of compliance risks

• Support regulatory exam and engagement preparation and delivery

• Evaluate issues and events for compliance impacts

• Manage develop and coach a Compliance Advisory Team in support of their job responsibilities and to further their careers

• Advise lines of business on application of compliance requirements to business expansions and new products including as the network and merchant businesses engage with new downstream entities evaluate new industries for card acceptance or develop new products

• Advise business on controls and monitoring remediation/corrective actions compliance impacts to changes in processes and procedures and changes in applicable law or regulation

• Assist lines of business in their responsibilities under the compliance program such as how to monitor report and train on areas of potential risk

• Conduct targeted validations and reviews on controls for applicable regulations

• Assist in capturing maintaining and analyzing compliance data and in interpreting it to ensure consistency and adequate compliance risk management

• Participate in reporting activities to senior leadership in the business and Risk Management

Basic Qualifications:

• Bachelors degree or military experience

• At least 8 years of legal compliance or risk management experience OR at least 7 years of regulatory experience in consumer financial services or payments industry

Preferred Qualifications:

• Advanced degree including Juris Doctorate or Masters degree

• 5 years of people management experience

At this time Capital One will not sponsor a new applicant for employment authorization for this position.

The minimum and maximum fulltime annual salaries for this role are listed below by location. Please note that this salary information is solely for candidates hired to perform work within one of these locations and refers to the amount Capital One is willing to pay at the time of this posting. Salaries for parttime roles will be prorated based upon the agreed upon number of hours to be regularly worked.

Candidates hired to work in other locations will be subject to the pay range associated with that location and the actual annualized salary amount offered to any candidate at the time of hire will be reflected solely in the candidates offer letter.

Capital One offers a comprehensive competitive and inclusive set of health financial and other benefits that support your total wellbeing. Learn more at theCapital One Careers website. Eligibility varies based on full or parttime status exempt or nonexempt status and management level.

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Capital One Financial is made up of several different entities. Please note that any position posted in Canada is for Capital One Canada any position posted in the United Kingdom is for Capital One Europe and any position posted in the Philippines is for Capital One Philippines Service Corp. (COPSSC).