Principal Accounting Associate, SOX Advisory Team
Principal Accounting Associate, SOX Advisory Team
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Job Description
Capital Ones SarbanesOxley (SOX) team is a dedicated group of professionals focused on delivering topquality external reporting risk advisory services. They leverage a detailed understanding of the full endtoend risk management and controls process to advise on SarbanesOxley (SOX) and Regulatory Reporting principles perform independent validation of financial and regulatory reporting data integrity and the associated control environment and identify opportunities to further strengthen the financial and regulatory reporting environment to meet regulatory expectations.
We are seeking a selfmotivated Principal Accounting Associate interested in becoming part of our SOX team.
Responsibilities include:
Lead one or more lines of business through our robust approach to risk management including scoping risk assessment control design testing deficiency analysis reporting and certification
Liaise between process performers risk offices internal and external auditors and accountable executives and communicate identified risks or issues and recommended remediation actions to these stakeholders
Support technology and business transformation including assessing potential control changes that may be required to enhance our financial reporting and risk management practices
Perform analysis capture and report control performance metrics and prepare quarterly stakeholder reporting
Interpret and communicate program and control information to senior leadership including identified risks or issues and recommended remediation
Develop a high level of knowledge around financial and regulatory reporting risk management and evolving industry changes and understand the broader context of implication of reporting risks affecting the company
Basic Qualifications:
Bachelors Degree or military experience
At least 3 years of experience in Accounting Financial Reporting Internal Controls Audit or a combination
Preferred Qualifications:
At least 5 years of experience in Accounting Financial Reporting Internal Controls Audit or a combination
At least 3 years of experience in SOX controls
Certified Public Accountant (CPA) Certified Internal Auditor (CIA) Certified Information Systems Auditor (CISA) or equivalent certification
At this time Capital One will not sponsor a new applicant for employment authorization for this position.
The minimum and maximum fulltime annual salaries for this role are listed below by location. Please note that this salary information is solely for candidates hired to perform work within one of these locations and refers to the amount Capital One is willing to pay at the time of this posting. Salaries for parttime roles will be prorated based upon the agreed upon number of hours to be regularly worked.
McLean VA: $117300 $133900 for Principal Associate AccountingCandidates hired to work in other locations will be subject to the pay range associated with that location and the actual annualized salary amount offered to any candidate at the time of hire will be reflected solely in the candidates offer letter.
This role is also eligible to earn performance based incentive compensation which may include cash bonus(es) and/or long term incentives (LTI). Incentives could be discretionary or non discretionary depending on the plan.Capital One offers a comprehensive competitive and inclusive set of health financial and other benefits that support your total wellbeing. Learn more at theCapital One Careers website. Eligibility varies based on full or parttime status exempt or nonexempt status and management level.
This role is expected to accept applications for a minimum of 5 business days.No agencies please. Capital One is an equal opportunity employer committed to diversity and inclusion in the workplace. All qualified applicants will receive consideration for employment without regard to sex (including pregnancy childbirth or related medical conditions) race color age national origin religion disability genetic information marital status sexual orientation gender identity gender reassignment citizenship immigration status protected veteran status or any other basis prohibited under applicable federal state or local law. Capital One promotes a drugfree workplace. Capital One will consider for employment qualified applicants with a criminal history in a manner consistent with the requirements of applicable laws regarding criminal background inquiries including to the extent applicable Article 23A of the New York Correction Law; San Francisco California Police Code Article 49 Sections; New York Citys Fair Chance Act; Philadelphias Fair Criminal Records Screening Act; and other applicable federal state and local laws and regulations regarding criminal background inquiries.If you have visited our website in search of information on employment opportunities or to apply for a position and you require an accommodation please contact Capital One Recruiting ator via email at . All information you provide will be kept confidential and will be used only to the extent required to provide needed reasonable accommodations.
For technical support or questions about Capital Ones recruiting process please send an email to
Capital One does not provide endorse nor guarantee and is not liable for thirdparty products services educational tools or other information available through this site.
Capital One Financial is made up of several different entities. Please note that any position posted in Canada is for Capital One Canada any position posted in the United Kingdom is for Capital One Europe and any position posted in the Philippines is for Capital One Philippines Service Corp. (COPSSC).
Required Experience:
Staff IC
Employment Type
Full-Time
