Compliance Officer Flexible
Compliance Officer Flexible
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Job Description
Be Part of Something Bigger
At Source Compliance were helping shape the future of compliance in the financial services industry. We work closely with our clients not just as advisors but as genuine partners and were looking for someone who shares our passion for doing things better.
If youre someone who thrives on building strong relationships and bringing fresh thinking to complex challenges youll feel right at home here. This is your opportunity to join a collaborative supportive team that genuinely values your input and gives you the space to do your best work.
Why Join Us
- Be a part of a supportive and highperforming team with exciting clients and quality work.
- Flexible working arrangements to help you be a good human.
- Competitive remuneration equity opportunities through our Group Equity Plan.
- An extra week of leave as part of our personal development program because we believe in investing in you.
- A vibrant and collaborative culture with regular social events retreats and training days.
- Access to Perkbox for a bunch of discounts on things like gym memberships travel movie tickets save $ on your weekly food shop and so much more.
Who Are We
Source Compliance is a national specialist provider of compliance and risk management services within the financial services sector. Were part of the HPX Group a group of likeminded businesses focused on finding a better way always.
Were not weighed down by bureaucracy or rigid hierarchies. Instead we create an environment where people can be themselves stretch their thinking and grow alongside a team that genuinely supports each other.
What Were Looking For
Were on the lookout for a good human someone whos technically strong commercially minded. A passionate Compliance Officer to join our team and manage a portfolio of clients in the financial services industry.
What Youll have:
- 3 years experience in a similar role ideally within financial services.
- Proven compliance skills ideally with experience in managed accounts financial advisory insurance and/or a funds management business.
- Experienced identifying risks and implementing & monitoring controlswould be beneficial (however not essential).
- Experienced in the ASIC Regulatory environment.
- Ability to review and implement regular compliance reporting to senior management and/or compliance committees.
- Excellent communication skills with strong client / stakeholder relationship management abilities.
What Youll Be Doing
Working autonomously within a team environment you will be responsible for providing compliance services to a range of Financial Services organisations and supporting other compliance professionals within your specialisation.
Key Responsibilities
- Act as the internal Compliance Officer and/or a compliance resource for clients of Source Compliance.
- Implement compliance programs and manage the ongoing monitoring.
- Conduct AML/CTF compliance reviews and annual compliance reviews of regulated entities.
- Conduct AFSL health checks assist AFSL regulatory lodgements prepare AFSL variations and update key proof documentation.
- Prepare tailored policies and procedures for clients.
- Complete and/or supervise adviser compliance reviews.
- Provide ongoing support to advisory practices in relation to their ongoing compliance obligations.
- Liaise with auditors and Annual Audit management.
- Assist with reviewing and feedback on disclosure documents.
- Prepare compliance reports to Boards and Committees as required.
- Review marketing materials for compliance with relevant regulations and legislation.
- ASIC protocol reference checking.
Ready to Make an Impact
If this sounds like the kind of environment where youd thrive wed love to hear from you. Click Apply now or reach out for a confidential chat with our team.
Diversity & Inclusion at HPX Group
At HPX Group our culture is made up of unique backgrounds and varying life experiences. We celebrate our peoples differences across gender gender identity sexual orientation age ability cultural backgrounds and family and caring arrangements.
We are committed to making reasonable adjustments to provide a positive barrierfree recruitment process. If you require any support or reasonable adjustments to complete your application please contact us at .
#SourceCompliance
Required Experience:
Unclear Seniority
Employment Type
Full-Time
