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You will be updated with latest job alerts via emailCASS Oversight Administrator 12 Month Fixed Term Contract
This is a great job for someone who has experience and knowledge of the CASS COLL and COBS sourcebooks
A bit about the job:
In this role you will be responsible for the of the daily oversight and monitoring plan for CASS compliance with a particular focus on overseeing thirdparty administrator activities. You will conduct regular reviews of systems and controls to ensure they meet regulatory requirements. Additionally you will ensure that any breaches are thoroughly investigated for CASS implications correctly reported and remediated. Your duties will also include the preparation and maintenance of management information and key risk indicators as well as the completion of CASS reporting requirements such as the Client Money & Asset Return (CMAR) and the CASS Resolution Pack. You will perform due diligence assessments of outsourced providers and collaborate with auditors and the Compliance team to facilitate the completion of audits and internal compliance monitoring programs. This position reports directly to the Senior CASS Oversight Manager.
Skills and experience were looking for:
Investment Operations Certificate (IOC)
Experience of retail Asset Management or other financial services operations
Experience of account reconciliations.
Communication skills and effective stakeholder management.
Broad understanding of an investment management and retail business with some knowledge of operational functions
What youll get for this role:
Generous pension scheme Aviva will contribute up to 14 depending on what you put in
Eligibility for annual performance bonus
Family friendly parental and carers leave
Generous holiday entitlement plus bank holidays with the option to buy/sell up to 5 additional days
Up to 40 discount for Aviva products
Brilliant flexible benefits including electric cars
Aviva Matching Share Plan and Save As You Earn scheme
21 volunteering hours per year
Aviva is for everyone:
We flex locations hours and working patterns to suit our customers business and you. Most of our people are smart working spending around 50 of their time in our offices every week combining the benefits of flexibility with time together with colleagues.
To find out more about working at Aviva take a look here
We interview every disabled applicant who meets the minimum criteria for the job. Once youve applied please send us an email stating that you have a disclosed disability and well interview you.
Wed love it if you could submit your application online. If you require an alternative method of applying send an email to
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Required Experience:
Unclear Seniority
Full Time